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Registered advisor
P•••••• H•••
Feed of 09/15/2026
Also filed as P•••••• Thomas H•••
At current firm
1 y
since Mar 31, 2025
In the industry
24 y
since Jun 5, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Manalapan, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 11, 2020 to Mar 31, 2025 · Shrewsbury, Nj
- P•• W••••• M••••••••• BD affiliatedJan 17, 2020 to Jul 10, 2020 · Warren, Nj
- L•••••• F•••••••• D••••••••• I••• unclassifiedOct 31, 2007 to Jan 16, 2009 · Radnor, Pa
- I•••••• A•• P•••••• A•••• M••••••••• I••• unclassifiedJun 5, 2002 to Oct 16, 2007 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 10, 2020, registered Aug 11, 2020 (32 days) · Affiliated broker-dealer or bank to another
- L•••••• F•••••••• D••••••••• I••• to P•• W••••• M•••••••••left Jan 16, 2009, registered Jan 17, 2020 (4018 days) · Other
- I•••••• A•• P•••••• A•••• M••••••••• I••• to L•••••• F•••••••• D••••••••• I•••left Oct 16, 2007, registered Oct 31, 2007 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address