DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Freed Advisors

Former SEC-registered adviserChevy Chase, MarylandCRD 104743SEC 801-31518IAPD
Legal name Susan Freed & Associates, Inc.
Latest filing Mar 19, 2014
First filing on the tape Feb 13, 2012 · 8 filings
RAUM
$319M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$319M as of Mar 19, 2014
Feb 13, 2012$251M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 19, 2014
Feb 13, 20120 then
Employees (5.A)6 as of Mar 19, 2014
Feb 20, 20137 then
Private funds: no history
RAUM +9.5% over the last fiscal yearIARs 5 to 3
Practice profile
derived from the filing of Mar 19, 2014; every figure names its basis
RAUM per advisor
$106MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+9.5%derivedbetween the last two annual amendments
Advisor growth, one year
-40%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
140reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Gordon Susan Freed · President/Chief Compliance Officercontrol
    since 05/2007 · owns 75% or more
  • Lynn Charles Freed · Corporate Secretary
    since 01/1990 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 131 to 140
    Oct 7, 2013 to Mar 19, 2014
  • Advisory employees · 5 to 3
    Oct 7, 2013 to Mar 19, 2014
  • Employees · 7 to 6
    Oct 7, 2013 to Mar 19, 2014
  • State-registered IARs · 5 to 3
    Oct 7, 2013 to Mar 19, 2014
  • Discretionary RAUM · $290M to $318M
    Oct 7, 2013 to Mar 19, 2014
  • Non-discretionary RAUM · $1.4M to $1.5M
    Oct 7, 2013 to Mar 19, 2014
  • RAUM · $292M to $319M
    Oct 7, 2013 to Mar 19, 2014
  • Accounts · 128 to 131
    Jan 24, 2013 to Feb 20, 2013
  • Employees · 6 to 7
    Jan 24, 2013 to Feb 20, 2013
  • State-registered IARs · 4 to 5
    Jan 24, 2013 to Feb 20, 2013
  • Discretionary RAUM · $249M to $290M
    Jan 24, 2013 to Feb 20, 2013
  • Non-discretionary RAUM · $1.4M to $1.4M
    Jan 24, 2013 to Feb 20, 2013
  • RAUM · $251M to $292M
    Jan 24, 2013 to Feb 20, 2013
  • Advisory employees · unset to 5.0
    Feb 13, 2012 to Oct 30, 2012
  • Employees · unset to 6.0
    Feb 13, 2012 to Oct 30, 2012
  • State-registered IARs · 0 to 4
    Feb 13, 2012 to Oct 30, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026