DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric Gerard Davis

United Planners' Financial Services Of America A Limited Partnerindependent RIAScottsdale, Az dual registrantIAPD 2409535

Feed of 09/15/2026

Also filed as Eric G Davis

At current firm

0 y

since Jun 16, 2026

In the industry

30 y

since Mar 12, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

United Planners' Financial Services Of America A Limited Partner independent RIA current
since Jun 16, 2026 · Scottsdale, Az
Ameriprise Financial Services, LLC national BD
Jun 7, 2024 to Jun 22, 2026 · New York, Ny
Morgan Stanley wirehouse
Jun 1, 2009 to Jun 14, 2024 · New York, Ny
Morgan Stanley & Co. LLC unclassified
Oct 30, 2007 to Jun 1, 2009 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to United Planners' Financial Services Of America A Limited Partner
left Jun 22, 2026, registered Jun 16, 2026 (-6 days) · Affiliated broker-dealer or bank to independent RIA
Morgan Stanley to Ameriprise Financial Services, LLC
left Jun 14, 2024, registered Jun 7, 2024 (-7 days) · Wirehouse to affiliated broker-dealer or bank
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

Eric Gerard Davis left Ameriprise Financial Services, Llc for United Planners' Financial Services Of America A Limited Partner (registered 2026-06-16)
Jun 22, 2026 · Advisor changed firm · fact
Eric Gerard Davis left Morgan Stanley for Ameriprise Financial Services, Llc (registered 2024-06-07)
Jun 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address