DFX Intelligence
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Registered advisor
W•••••• G••••• J••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as W•••••• G• J•••••••• J••••
At current firm
1 y
since Jul 31, 2025
In the industry
32 y
since Oct 29, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jul 31, 2025 · Doylestown, Pa
- C••••••••• F•••••••• N•••••• national BDSep 30, 2016 to Jul 31, 2025 · Doylestown, Pa
- S••••••••• A•••••• A•••••••• I••• formerAug 8, 2008 to Sep 30, 2016 · Valley Township, Pa
- C••••• A••••••• L•• formerNov 29, 2006 to Aug 11, 2008 · Devon, Pa
- S•••• F•••••••• A•••••••• L•• unclassifiedMar 15, 2001 to May 7, 2007 · Devon, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••left Jul 31, 2025, registered Jul 31, 2025 (0 days) · Affiliated broker-dealer or bank to another
- S••••••••• A•••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Sep 30, 2016, registered Sep 30, 2016 (0 days) · Other · moved with a team
- C••••• A••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Aug 11, 2008, registered Aug 8, 2008 (-3 days) · Other
- S•••• F•••••••• A•••••••• L•• to C••••• A••••••• L••left May 7, 2007, registered Nov 29, 2006 (-159 days) · Other
Signals
- ••• LockedJul 31, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address