RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• C• F••••••
- M•••••• • N••••• A•••••••• L•• mixed wealth currentsince Sep 18, 2023 · Fairport, Ny
- V••• I••••••••• M••••••••• C•• L•• asset managerAug 25, 2020 to Mar 14, 2023 · Atlanta, Ga
- A•••••••• F•••• M••••••••• L•• asset managerMay 12, 2008 to Jan 3, 2018 · San Francisco, Ca
- V••• I••••••••• M••••••••• C•• L•• to M•••••• • N••••• A•••••••• L••left Mar 14, 2023, registered Sep 18, 2023 (188 days) · Other
- A•••••••• F•••• M••••••••• L•• to V••• I••••••••• M••••••••• C•• L••left Jan 3, 2018, registered Aug 25, 2020 (965 days) · Other
- S••••• C• F•••••• left V••• I••••••••• M••••••••• C•• L•• for M•••••• • N••••• A•••••••• L•• (registered 2023-09-18)Mar 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address