DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Mark Solomon
Certified Financial Planner
Feed of 09/14/2026
Also filed as Steve Solomon
At current firm
5 y
since Jun 9, 2021
In the industry
32 y
since Nov 15, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Chokshi & Queen Wealth Advisors independent RIA currentsince Jun 9, 2021 · San Diego, Ca
- Voya Financial Advisors, Inc. BD affiliatedMay 6, 2010 to Jun 2, 2021 · San Diego, Ca
- Securian Financial Services, Inc. formerMay 12, 2008 to May 12, 2010 · Rancho Santa Fe, Ca
- Centara Capital Management Group, Inc. formerDec 19, 2006 to May 2, 2008 · San Diego, Ca
- Partnervest Advisory Services LLC formerDec 5, 2003 to Dec 18, 2006 · Solana Beach, Ca
- Sentra Securities Corporation unclassifiedDec 16, 1997 to Dec 3, 2003 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Voya Financial Advisors, Inc. to Chokshi & Queen Wealth Advisorsleft Jun 2, 2021, registered Jun 9, 2021 (7 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Securian Financial Services, Inc. to Voya Financial Advisors, Inc.left May 12, 2010, registered May 6, 2010 (-6 days) · Other
- Centara Capital Management Group, Inc. to Securian Financial Services, Inc.left May 2, 2008, registered May 12, 2008 (10 days) · Other
- Partnervest Advisory Services LLC to Centara Capital Management Group, Inc.left Dec 18, 2006, registered Dec 19, 2006 (1 days) · Other
- Sentra Securities Corporation to Partnervest Advisory Services LLCleft Dec 3, 2003, registered Dec 5, 2003 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address