DFX Intelligence
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Registered advisor
M••••• Y••••• W•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••••• Y••••• W•••••
At current firm
1 y
since Oct 1, 2024
In the industry
32 y
since Nov 12, 1993 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••• independent RIA currentsince Oct 1, 2024 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 15, 2021 to Sep 13, 2024 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseDec 1, 2014 to Jun 22, 2021 · Phoenix, Az
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Dec 12, 2014 · North Las Vegas, Nv
- C•••• I••••••••• S••••••• C•••• formerMay 19, 2010 to Oct 1, 2012 · Henderson, Nv
- W•••••• • R••• formerAug 28, 2008 to Nov 11, 2008 · Las Vegas, Nv
- W••• I••••••••• I••• unclassifiedFeb 11, 2004 to May 9, 2005 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••left Sep 13, 2024, registered Oct 1, 2024 (18 days) · Wirehouse to independent RIA
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 22, 2021, registered Jun 15, 2021 (-7 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Dec 12, 2014, registered Dec 1, 2014 (-11 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to C•••• I••••••••• S••••••• C••••left Nov 11, 2008, registered May 19, 2010 (554 days) · Other
- W••• I••••••••• I••• to W•••••• • R•••left May 9, 2005, registered Aug 28, 2008 (1207 days) · Other
Signals
- M••••• Y••••• W••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for Farther (registered 2024-10-01)Sep 13, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address