DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• H••••

T••••••• I••••••••• M••••••••• I•••BD affiliatedSturgeon Bay, Widual registrantIAPD 2416070

Feed of 09/14/2026

Also filed as B•••• Robert H••••

At current firm

6 y

since Jan 10, 2020

In the industry

32 y

since Dec 14, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••• I••••••••• M••••••••• I••• BD affiliated current
since Jan 10, 2020 · Sturgeon Bay, Wi
N•••••• W••••• M••••••••• independent RIA
Aug 8, 2016 to Jan 10, 2020 · Sturgeon Bay, Wi
S•• I••••••••• I••• former
Jun 1, 2016 to Dec 31, 2017 · Sturgeon Bay, Wi
L•• F•••••••• L•• BD affiliated
Oct 11, 2011 to Jun 15, 2016 · Waupaca, Wi
U•••• F•••••••• S••••••• G••••• I••• unclassified
Jul 25, 2007 to Oct 11, 2011 · Egg Harbor, Wi
V••••• A•••• M••••••••• I•• unclassified
Jul 30, 2002 to Aug 15, 2007 · Sturgeon Bay, Wi

Moves

a registration end followed by a registration begin elsewhere

N•••••• W••••• M••••••••• to T••••••• I••••••••• M••••••••• I•••
left Jan 10, 2020, registered Jan 10, 2020 (0 days) · RIA to affiliated broker-dealer or bank
S•• I••••••••• I••• to N•••••• W••••• M•••••••••
left Dec 31, 2017, registered Aug 8, 2016 (-510 days) · Other · moved with a team
L•• F•••••••• L•• to S•• I••••••••• I•••
left Jun 15, 2016, registered Jun 1, 2016 (-14 days) · Other · moved with a team
U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••
left Oct 11, 2011, registered Oct 11, 2011 (0 days) · corporate re-registration, not a move
V••••• A•••• M••••••••• I•• to U•••• F•••••••• S••••••• G••••• I•••
left Aug 15, 2007, registered Jul 25, 2007 (-21 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address