J•••• K•••• D••••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Oct 1, 2012 · Mason, Oh
• C•••• I••••••••• S••••••• C•••• former
  Jan 24, 2006 to Oct 1, 2012 · West Chester, Oh
• H••••••••• F•••••••• A••••••• BD affiliated
  Jul 23, 2004 to Jan 11, 2006 · Cincinnati, Oh
• B••• O•• S••••••••• C••••••••• unclassified
  May 20, 2003 to Apr 26, 2004 · Williamsburg, Oh

• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• H••••••••• F•••••••• A••••••• to C•••• I••••••••• S••••••• C••••
  left Jan 11, 2006, registered Jan 24, 2006 (13 days) · Other
• B••• O•• S••••••••• C••••••••• to H••••••••• F•••••••• A•••••••
  left Apr 26, 2004, registered Jul 23, 2004 (88 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address