RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• W•••• B•••••
- S••••• M••••••••• independent RIA currentsince Jan 12, 2018 · Granite Bay, Ca
- T•• C•••••• M••••••••• independent RIAJul 3, 2018 to Jan 23, 2019 · Scottsdale, Az
- K•••••••• W••••• M••••••••• L•• independent RIAAug 13, 2014 to Dec 26, 2017 · Granite Bay, Ca
- S••••••••• A•••••• A•••••••• I••• formerAug 2, 2010 to Aug 19, 2014 · Rocklin, Ca
- T•• C•••••• M••••••••• to no registered destinationleft Jan 23, 2019 · Departure, no registered destination
- K•••••••• W••••• M••••••••• L•• to S••••• M•••••••••left Dec 26, 2017, registered Jan 12, 2018 (17 days) · Other
- S••••••••• A•••••• A•••••••• I••• to K•••••••• W••••• M••••••••• L••left Aug 19, 2014, registered Aug 13, 2014 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address