M•••••• B••••••••

• W•••• F•••• A••••••• wirehouse current
  since Apr 4, 2025 · Westlake, Oh
• W•••• F•••• A••••••• wirehouse
  Aug 8, 2008 to Apr 3, 2025 · Westlake, Oh
• U•• F•••••••• S••••••• I••• wirehouse
  Feb 9, 2007 to Aug 21, 2008 · Cleveland, Oh
• K•••••• C•••••• M•••••• I••• unclassified
  Nov 22, 1999 to Feb 9, 2007 · Cleveland, Oh

• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left Apr 3, 2025, registered Apr 4, 2025 (1 days) · channel change inside one enterprise, not a move · moved with a team
• U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
  left Aug 21, 2008, registered Aug 8, 2008 (-13 days) · Wirehouse to wirehouse
• K•••••• C•••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
  left Feb 9, 2007, registered Feb 9, 2007 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address