K••• M•••••• K••••••••

V••••••• A•••••••• I•••BD affiliatedPlano, Txdual registrantIAPD 2429750

Feed of 09/14/2026

Also filed as K••• M••• K••••••••• K••••••••• K••••••••• M•••••• K••••••••• M• K••••••••• M• K••••••••

At current firm

1 y

since Sep 3, 2025

In the industry

32 y

since Dec 1, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Sep 3, 2025 · Plano, Tx
M••••• S•••••• wirehouse
Sep 5, 2023 to Jun 9, 2025 · Dallas, Tx
E•••••• C•••••• M••••••••• L•• former
Jul 8, 2016 to Sep 5, 2023 · Dallas, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 14, 2014 to Jul 7, 2016 · Fort Worth, Tx
T• A••••••••• I••• former
Jul 14, 2014 to Jul 7, 2016 · Westlake, Tx
C•••••• S••••• • C••• I••• national BD
Apr 15, 2004 to Aug 6, 2004 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to V••••••• A•••••••• I•••
left Jun 9, 2025, registered Sep 3, 2025 (86 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Jul 7, 2016, registered Jul 14, 2014 (-724 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to E•••••• C•••••• M••••••••• L••
left Jul 7, 2016, registered Jul 8, 2016 (1 days) · Other
C•••••• S••••• • C••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Aug 6, 2004, registered Jul 14, 2014 (3629 days) · Other

Signals

••• Locked
Jun 9, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address