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SEC-registered adviser

H••• • C••••• F•••••••• G•••• L••

Independent wealth managerLas Vegas, NevadaCRD 150601SEC 801-135562websiteIAPD
Latest filing Mar 4, 2026
First filing on the tape Mar 4, 2026 · 1 filings
SEC status approved since Mar 13, 2026
RAUM
$129M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
84%
$108M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$32.2M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $129M
HNW client RAUM: $60.0M
State-registered IARs (5.B.3): 5
Employees (5.A): 5
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$32.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
61derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$312,660derivedRAUM over accounts (5.F.2.f)
Discretionary
84%derivedof RAUM
Institutional
16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
1.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$60.0M47%
  • Individuals$48.2M37%
  • Pension and profit-sharing plans$20.6M16%
Individual clients
217reported
HNW clients
28reported
Pension plan clients
6reported
Charitable clients
n/areported
Accounts
412reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=0.84 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
B••••••• C••••• C•••••Las Vegas, NvJul 9, 200917 y0
K••• A•••••• H•••Las Vegas, NvJan 4, 201132 y6
R••••• H••••• C•••••Las Vegas, NvSep 14, 201610 y0
S••• W• L••••Helper, Ut Jun 27, 202424 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • C•••••• B•••••••• C••••• · Chief Compliance Officercontrol
    since 05/2009 · owns 25% to 50%
  • C•••••• R•••••• H••••• · Managing Membercontrol
    since 04/2016 · owns 25% to 50%
  • H•••• K•••• A•••••• · Managing Membercontrol
    since 05/2009 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Las Vegas, Nv · principal400
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
  • H•••• B•••• R•••••• left H••• • C••••• F•••••••• G•••• L•• for T•••••••• G•••• (registered 2024-08-14)
    Jun 27, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
702-277-3945reportedpublished by the firm, firm site, Sep 16, 2026
Website
H•••ANDC•••••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone
702-277-3945reportedpublic record, Form ADV, Mar 4, 2026
Contact form
h•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$32.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026