DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K•••• R•••• J••••
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
1 y
since Jul 9, 2025
In the industry
32 y
since Feb 17, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 9, 2025 · Phoenix, Az
- B•••••••• I••••••••• M••••••••• L•• asset managerSep 29, 2006 to Jan 26, 2017 · Plainsboro, Nj
- M•••••• L•••• I••••••••• M••••••• L• unclassifiedJun 4, 2002 to Sep 29, 2006 · Princeton, Nj
Moves
a registration end followed by a registration begin elsewhere
- B•••••••• I••••••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••left Jan 26, 2017, registered Jul 9, 2025 (3086 days) · Other
- M•••••• L•••• I••••••••• M••••••• L• to B•••••••• I••••••••• M••••••••• L••left Sep 29, 2006, registered Sep 29, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address