DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• T••••• Z•••••••

A••••• A•• P••••••• S•••••••BD affiliatedSeattle, Wa dual registrantIAPD 2434321

Feed of 09/15/2026

Also filed as M•••••• Z•••••••

At current firm

0 y

since Nov 11, 2025

In the industry

22 y

since Feb 11, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Nov 11, 2025 · Seattle, Wa
B••••••• R••••••••• A•••••••• L•• independent RIA
Feb 27, 2025 to Oct 6, 2025 · Lehi, Ut
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 15, 2024 to Feb 14, 2025 · Seattle, Wa
C•••••• S••••• • C••• I••• national BD
Jan 26, 2022 to Jun 5, 2023 · Seattle, Wa
T• A••••••••• I••• former
Feb 10, 2021 to Oct 14, 2022 · Bellevue, Wa
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 10, 2021 to Jun 5, 2023 · Bellevue, Wa
T• A••••••••• I••• former
Jan 17, 2020 to Jan 11, 2021 · Seattle, Wa
T• A••••••••• I••••••••• M••••••••• L•• former
Jan 17, 2020 to Dec 31, 2020 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

B••••••• R••••••••• A•••••••• L•• to A••••• A•• P••••••• S•••••••
left Oct 6, 2025, registered Nov 11, 2025 (36 days) · RIA to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••••• R••••••••• A•••••••• L••
left Feb 14, 2025, registered Feb 27, 2025 (13 days) · Wirehouse to independent RIA
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Jun 5, 2023, registered Jan 26, 2022 (-495 days) · channel change inside one enterprise, not a move
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 5, 2023, registered Aug 15, 2024 (437 days) · Affiliated broker-dealer or bank to wirehouse
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Feb 10, 2021 (-611 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2020, registered Jan 17, 2020 (-349 days) · corporate re-registration, not a move

Signals

M•••••• T••••• Z••••••• left B••••••• R••••••••• A•••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2025-11-11)
Oct 6, 2025 · Advisor changed firm · fact
M•••••• T••••• Z••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B••••••• R••••••••• A•••••••• L•• (registered 2025-02-27)
Feb 14, 2025 · Advisor changed firm · fact
M•••••• T••••• Z••••••• left C•••••• S••••• • C••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-08-15)
Jun 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address