DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• W••••• M••••••••• G••••
Legal name B••••• W••••• M••••••••• G••••• I•••
Latest filing Mar 17, 2026
First filing on the tape Jan 6, 2020 · 10 filings
SEC status approved since Feb 3, 2020
RAUM
$477M
reported, Item 5.F
Discretionary
65%
of RAUM
Private clients
64%
$303M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$68.2M
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$477M as of Mar 17, 2026
Mar 10, 2020$121M then
HNW client RAUM$167M as of Mar 17, 2026
Mar 10, 2020$57.3M then
State-registered IARs (5.B.3)7 as of Mar 17, 2026
Mar 10, 20206 then
Employees (5.A)12 as of Mar 17, 2026
Mar 10, 202011 then
Private funds: no history
RAUM +16% over the last fiscal year+19% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $68.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 119derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $324,635derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 65%derivedof RAUM
- Institutional
- 36%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.9%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Custody
- $211M, 915 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$169M35%
- High-net-worth individuals$167M35%
- Individuals$136M28%
- Corporations and businesses$4.6M1.0%
- Charitable organizations$637,3080.1%
- Individual clients
- 709reported
- HNW clients
- 124reported
- Pension plan clients
- 41reported
- Charitable clients
- 6reported
- Accounts
- 1,470reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $211M for 915 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.64 fund_share=0.0 institutional_share=0.36 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• A•••• B•••••Certified Financial Planner, Chartered Financial Consultant | Bakersfield, Ca | Oct 30, 2001 | 27 y | 1 |
| D••• M••••••• O•••••••• | Bakersfield, Ca | Jan 22, 2014 | 25 y | 1 |
| S•••• C• B•••• | Bakersfield, Ca | Jan 22, 2014 | 32 y | 1 |
| R••••• J••••• C•••••Chartered Financial Consultant | Bakersfield, Ca | Dec 15, 2015 | 39 y | 3 |
| A••• D•••••• M•••••• | Bakersfield, Ca | Jul 27, 2018 | 19 y | 0 |
| R••••• S•••• P••••• | Bakersfield, Ca | Oct 26, 2022 | 32 y | 4 |
| T••••• D••••• H•••• | Bakersfield, Ca | Nov 5, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D••••• W••••• to B•••••••• I••••••••• M••••••••• S•••••••Oct 28, 2022 · RIA to RIA
Joined, latest
- R••••• S•••• P••••• from B•••••••• A•••• M••••••••• L••Oct 26, 2022 · RIA to RIA
- D••••• W••••• from A••••••••• F•••••••• S•••••••• L••Sep 24, 2019 · Affiliated broker-dealer or bank to independent RIA
- R••••• J••••• C••••• from G••••• R••••••••• P••••••• L••Dec 15, 2015 · Other
- S•••• C• B•••• from L•• F•••••••• L••Jan 22, 2014 · Other
- D••• M••••••• O•••••••• from L•• F•••••••• L••Jan 22, 2014 · Other
- S••••• A•••• B••••• from L•• F•••••••• L••Oct 30, 2001 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from L•• F•••••••• L••Oct 29, 2015 · Bakersfield, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• L••• · Trustee To The B••••• L••••• Trust Dated 09/20/1995controlsince 01/2023 · owns 75% or more
- B•••••• S•••••• A•••• · Trustee To The B••••• L••••• Trust Dated 09/20/1995controlsince 01/2023 · owns 75% or more
Entity owners
- S••••• A• B••••• A•• L••• B• B••••• T••••••• O• T•• B••••• L••••• T•••• D•• 9•••••••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bakersfield, Ca · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,292 to 1,470Mar 28, 2025 to Mar 17, 2026
- BD registered reps · 5 to 3Mar 28, 2025 to Mar 17, 2026
- Charity clients · 0 to 6Mar 28, 2025 to Mar 17, 2026
- Corporate clients · 15 to 17Mar 28, 2025 to Mar 17, 2026
- HNW clients · 109 to 124Mar 28, 2025 to Mar 17, 2026
- Individual clients · 670 to 709Mar 28, 2025 to Mar 17, 2026
- Pension plan clients · 39 to 41Mar 28, 2025 to Mar 17, 2026
- Assets in custody · $66.6M to $211MMar 28, 2025 to Mar 17, 2026
- Employees · 11 to 12Mar 28, 2025 to Mar 17, 2026
- Financial planning clients · 51-100 to 26-50Mar 28, 2025 to Mar 17, 2026
- Discretionary RAUM · $256M to $308MMar 28, 2025 to Mar 17, 2026
- HNW RAUM · $136M to $167MMar 28, 2025 to Mar 17, 2026
- Individual RAUM · $115M to $136MMar 28, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $156M to $169MMar 28, 2025 to Mar 17, 2026
- Pension RAUM · $156M to $169MMar 28, 2025 to Mar 17, 2026
- RAUM · $412M to $477MMar 28, 2025 to Mar 17, 2026
- Accounts · 1,215 to 1,292Mar 26, 2024 to Mar 28, 2025
- BD registered reps · 3 to 5Mar 26, 2024 to Mar 28, 2025
- Corporate clients · 8 to 15Mar 26, 2024 to Mar 28, 2025
- HNW clients · 87 to 109Mar 26, 2024 to Mar 28, 2025
- Individual clients · 372 to 670Mar 26, 2024 to Mar 28, 2025
- Pension plan clients · 46 to 39Mar 26, 2024 to Mar 28, 2025
- Assets in custody · $65.9M to $66.6MMar 26, 2024 to Mar 28, 2025
- Employees · 10 to 11Mar 26, 2024 to Mar 28, 2025
- Financial planning clients · 101-250 to 51-100Mar 26, 2024 to Mar 28, 2025
- Other offices · 1 to 0Mar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $208M to $256MMar 26, 2024 to Mar 28, 2025
- HNW RAUM · $98.9M to $136MMar 26, 2024 to Mar 28, 2025
- Individual RAUM · $106M to $115MMar 26, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $128M to $156MMar 26, 2024 to Mar 28, 2025
- Pension RAUM · $128M to $156MMar 26, 2024 to Mar 28, 2025
- RAUM · $337M to $412MMar 26, 2024 to Mar 28, 2025
- Accounts · 1,104 to 1,215Sep 27, 2023 to Mar 26, 2024
- Corporate clients · 5 to 8Sep 27, 2023 to Mar 26, 2024
- HNW clients · 41 to 87Sep 27, 2023 to Mar 26, 2024
- Individual clients · 525 to 372Sep 27, 2023 to Mar 26, 2024
- Pension plan clients · 33 to 46Sep 27, 2023 to Mar 26, 2024
- Assets in custody · $58.4M to $65.9MSep 27, 2023 to Mar 26, 2024
- Employees · 11 to 10Sep 27, 2023 to Mar 26, 2024
- Financial planning clients · 11-25 to 101-250Sep 27, 2023 to Mar 26, 2024
Signals
4 dated events
- B••••• W••••• M••••••••• G•••• reported RAUM $282.2M, up 82% from $154.9M (2022-03-31 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
- L••• B••••• (Trustee To The B••••• Living Trust Dated 09/20/1995) appeared on Schedule A of B••••• W••••• M••••••••• G••••Mar 23, 2023 · Control person joined · fact
- D••••• W••••• left B••••• W••••• M••••••••• G•••• for B•••••••• I••••••••• M••••••••• S••••••• (registered 2022-11-03)Oct 28, 2022 · Advisor changed firm · fact
- B••••• W••••• M••••••••• G•••• filed its initial SEC registration (Form ADV)Jan 6, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 661-322-9799reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 661-735-1558reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 661-840-5571reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/barnes-wealth-management-groupreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/ironwood-retirement-plan-consultantsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ironwoodretirementplanconsultants.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 661-322-9799reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- ironwoodretirementplanconsultants.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- ironwoodretirementplanconsultants.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026