DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Great Gable Wealth Management, LLC
Legal name Great Gable Advisors, LLC
Latest filing Mar 16, 2026
First filing on the tape Jan 29, 2021 · 11 filings
SEC status approved since Mar 5, 2021
RAUM
$221M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$221M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$73.5M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$221M as of Mar 16, 2026
Mar 21, 2022$137M then
HNW client RAUM$187M as of Mar 16, 2026
Mar 21, 2022$69.8M then
State-registered IARs (5.B.3)3 as of Mar 16, 2026
Mar 21, 20223 then
Employees (5.A)3 as of Mar 16, 2026
Mar 21, 20225 then
Private funds: no history
RAUM +16% over the last fiscal year+27% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $73.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 100derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $321,011derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +41%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$187M85%
- Individuals$33.8M15%
- Individual clients
- 236reported
- HNW clients
- 65reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 687reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jacques Alain Soenens | Beverly Hills, Ca | Aug 10, 2018 | 23 y | 2 |
| Amir Nmn Navab | Beverly Hills, Ca | Aug 10, 2018 | 32 y | 4 |
| Damion Lenell Smith | Beverly Hills, Ca | Jan 1, 2025 | 30 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Damion Lenell Smith from Morgan StanleyMar 13, 2019 · Wirehouse to independent RIA
- Jacques Alain Soenens from Great Gable Partners, LPAug 10, 2018 · Other
- Amir Nmn Navab from RBC Capital Markets, LLCAug 10, 2018 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nmn Amir Navab · Wealth Managercontrolsince 04/2018 · owns 50% to 75%
- Alain Jacques Soenens · Cco, Ceo And Managing Membercontrolsince 04/2018 · owns less than 5%
- Alain Jacques Soenens · Managing Membercontrolsince 10/2004 · owns 75% or more of Great Gables Investments, LLC
Entity owners
- Great Gables Investments, LLC · Managing Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Great Gable Partners, LPinvestment advisernRAUM $48.0M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beverly Hills, Ca · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA
What changed
consecutive filings, newest first
- Accounts · 490 to 687Mar 27, 2025 to Mar 16, 2026
- Advisory employees · 2 to 3Mar 27, 2025 to Mar 16, 2026
- Charity clients · 1 to 0Mar 27, 2025 to Mar 16, 2026
- HNW clients · 49 to 65Mar 27, 2025 to Mar 16, 2026
- Individual clients · 164 to 236Mar 27, 2025 to Mar 16, 2026
- Pension plan clients · 4 to 0Mar 27, 2025 to Mar 16, 2026
- Insurance-licensed employees · 1 to 0Mar 27, 2025 to Mar 16, 2026
- Financial planning clients · 51-100 to 26-50Mar 27, 2025 to Mar 16, 2026
- Discretionary RAUM · $190M to $221MMar 27, 2025 to Mar 16, 2026
- HNW RAUM · $149M to $187MMar 27, 2025 to Mar 16, 2026
- Individual RAUM · $31.2M to $33.8MMar 27, 2025 to Mar 16, 2026
- Pension RAUM · $5.8M to $0Mar 27, 2025 to Mar 16, 2026
- RAUM · $190M to $221MMar 27, 2025 to Mar 16, 2026
- Accounts · 225 to 490Mar 26, 2024 to Mar 27, 2025
- Advisory employees · 3 to 2Mar 26, 2024 to Mar 27, 2025
- HNW clients · 39 to 49Mar 26, 2024 to Mar 27, 2025
- Individual clients · 183 to 164Mar 26, 2024 to Mar 27, 2025
- Pension plan clients · 2 to 4Mar 26, 2024 to Mar 27, 2025
- Employees · 4 to 3Mar 26, 2024 to Mar 27, 2025
- Financial planning clients · 51-100 to 51-100Mar 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $136M to $190MMar 26, 2024 to Mar 27, 2025
- HNW RAUM · $94.5M to $149MMar 26, 2024 to Mar 27, 2025
- Individual RAUM · $33.4M to $31.2MMar 26, 2024 to Mar 27, 2025
- Pension RAUM · $4.6M to $5.8MMar 26, 2024 to Mar 27, 2025
- RAUM · $136M to $190MMar 26, 2024 to Mar 27, 2025
- Accounts · 375 to 225Mar 7, 2023 to Mar 26, 2024
- Advisory employees · 2 to 3Mar 7, 2023 to Mar 26, 2024
- Charity clients · 0 to 1Mar 7, 2023 to Mar 26, 2024
- Corporate clients · 11 to 0Mar 7, 2023 to Mar 26, 2024
- HNW clients · 116 to 39Mar 7, 2023 to Mar 26, 2024
- Individual clients · 238 to 183Mar 7, 2023 to Mar 26, 2024
- Pension plan clients · 10 to 2Mar 7, 2023 to Mar 26, 2024
- Discretionary RAUM · $108M to $136MMar 7, 2023 to Mar 26, 2024
- HNW RAUM · $56.6M to $94.5MMar 7, 2023 to Mar 26, 2024
- Individual RAUM · $40.3M to $33.4MMar 7, 2023 to Mar 26, 2024
- Pension RAUM · $7.1M to $4.6MMar 7, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · unset to 0.0Mar 7, 2023 to Mar 26, 2024
- RAUM · $108M to $136MMar 7, 2023 to Mar 26, 2024
- Accounts · 378 to 375Nov 15, 2022 to Mar 7, 2023
- Advisory employees · 3 to 2Nov 15, 2022 to Mar 7, 2023
Signals
1 dated events
- Great Gable Wealth Management, Llc filed its initial SEC registration (Form ADV)Jan 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- gginfo@greatgable.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 415-373-3944reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 415-986-1116reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/great-gable-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- GreatGable.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-986-1116reportedpublic record, Form ADV, Mar 16, 2026
- Team page
- greatgable.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026