RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• R••••• M••••••
- C•••••• C••••• G••••• I••• no RAUM currentsince Aug 21, 2022 · San Antonio, Tx
- L••• S••••• A•••••••• L•• formerJan 7, 2021 to Jul 7, 2022 · Austin, Tx
- D••••••••• F••• A••••••• L• asset managerMay 17, 2012 to Oct 10, 2018 · Austin, Tx
- A••• C••••••• I••• formerDec 5, 2011 to May 15, 2012 · Austin, Tx
- V•••••• C•••••• M••••••••• I••• asset managerSep 17, 2008 to Nov 18, 2009 · San Antonio, Tx
- N•• A•••••• S•••••••• L•• formerOct 26, 2004 to Apr 17, 2008 · Austin, Tx
- C•••• I••••••••• S••••••• C•••• formerMar 22, 2004 to Aug 25, 2004 · Houston, Tx
- N•• A•••••• S•••••••• L•• formerJun 23, 2003 to Mar 17, 2004 · Austin, Tx
- L••• S••••• A•••••••• L•• to C•••••• C••••• G••••• I•••left Jul 7, 2022, registered Aug 21, 2022 (45 days) · Other
- D••••••••• F••• A••••••• L• to L••• S••••• A•••••••• L••left Oct 10, 2018, registered Jan 7, 2021 (820 days) · Other
- A••• C••••••• I••• to D••••••••• F••• A••••••• L•left May 15, 2012, registered May 17, 2012 (2 days) · Other
- V•••••• C•••••• M••••••••• I••• to A••• C••••••• I•••left Nov 18, 2009, registered Dec 5, 2011 (747 days) · Other
- N•• A•••••• S•••••••• L•• to V•••••• C•••••• M••••••••• I•••left Apr 17, 2008, registered Sep 17, 2008 (153 days) · Other
- C•••• I••••••••• S••••••• C•••• to N•• A•••••• S•••••••• L••left Aug 25, 2004, registered Oct 26, 2004 (62 days) · Other
- N•• A•••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Mar 17, 2004, registered Mar 22, 2004 (5 days) · Other
- D•••• R••••• M•••••• left L••• S••••• A•••••••• L•• for C•••••• C••••• G••••• I••• (registered 2022-08-21)Jul 7, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address