DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Duane Edward Janka
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Nov 10, 2021
In the industry
32 y
since Mar 24, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Harbour Investments, Inc. independent RIA currentsince Nov 10, 2021 · Stevensville, Mi
- LPL Financial LLC BD affiliatedMay 1, 2009 to Dec 13, 2021 · Boston, Ma
- Edward Jones national BDSep 6, 2007 to May 4, 2009 · Bridgman, Mi
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Harbour Investments, Inc.left Dec 13, 2021, registered Nov 10, 2021 (-33 days) · Affiliated broker-dealer or bank to independent RIA
- Edward Jones to LPL Financial LLCleft May 4, 2009, registered May 1, 2009 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address