RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 3, 2019 · Duluth, Ga
- O••••••••• • C•• I••• BD affiliatedFeb 7, 2008 to Jul 5, 2019 · Atlanta, Ga
- J••• M••••• S••••••••• L•• wirehouseJan 22, 2003 to Feb 13, 2008 · Atlanta, Ga
- O••••••••• • C•• I••• to W•••• F•••• A•••••••left Jul 5, 2019, registered Jul 3, 2019 (-2 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to O••••••••• • C•• I•••left Feb 13, 2008, registered Feb 7, 2008 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address