RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• L••••••• W•••••••
- L•• W••••• A•••••••• L•• independent RIA currentsince Apr 20, 2026 · Hurst, Tx
- L•• W•••••• L•• independent RIAOct 11, 2021 to Jun 25, 2026 · Edison, Nj
- F••• A••••••• formerApr 5, 2004 to Jun 4, 2004 · Grand Prairie, Tx
- W•••••• • R••• formerNov 5, 1997 to Apr 6, 2004 · Dallas, Tx
- L•• W•••••• L•• to L•• W••••• A•••••••• L••left Jun 25, 2026, registered Apr 20, 2026 (-66 days) · channel change inside one enterprise, not a move · moved with a team
- F••• A••••••• to L•• W•••••• L••left Jun 4, 2004, registered Oct 11, 2021 (6338 days) · Other
- W•••••• • R••• to F••• A•••••••left Apr 6, 2004, registered Apr 5, 2004 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address