RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E••••• P•••••
- W••••• A••••••• S•••••••• L•• institutional currentsince Jul 22, 2024 · Shorewood, Il
- G••••• R••••••••• P••••••• L•• institutionalApr 3, 2019 to Jul 16, 2024 · Annapolis, Md
- K••••• A••••••• S•••••••• L•• BD affiliatedDec 15, 2017 to Apr 1, 2019 · Annapolis, Md
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 6, 2014 to Dec 21, 2017 · Annapolis, Md
- F•••••••• T••••••• I••• formerAug 2, 2010 to Aug 14, 2014 · Annapolis, Md
- T•••• S••••• S••••••••• I••• formerAug 4, 1999 to Aug 4, 2010 · Lothian, Md
- G••••• R••••••••• P••••••• L•• to W••••• A••••••• S•••••••• L••left Jul 16, 2024, registered Jul 22, 2024 (6 days) · corporate re-registration, not a move
- K••••• A••••••• S•••••••• L•• to G••••• R••••••••• P••••••• L••left Apr 1, 2019, registered Apr 3, 2019 (2 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to K••••• A••••••• S•••••••• L••left Dec 21, 2017, registered Dec 15, 2017 (-6 days) · Other
- F•••••••• T••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 14, 2014, registered Aug 6, 2014 (-8 days) · Other
- T•••• S••••• S••••••••• I••• to F•••••••• T••••••• I•••left Aug 4, 2010, registered Aug 2, 2010 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address