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RIA Intelligence
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Registered advisor
M•••••• R••••• B•••••••••
Feed of 09/14/2026
Also filed as M•••••• R••••• B•••••••••
At current firm
5 y
since Sep 13, 2021
In the industry
16 y
since Feb 12, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 13, 2021 · Avon, Ct
- I•••••• A•••••••• I••• asset managerOct 6, 2014 to Jan 4, 2018 · Simsbury, Ct
Moves
a registration end followed by a registration begin elsewhere
- I•••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 4, 2018, registered Sep 13, 2021 (1348 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address