DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Kg Capital Management, LLC

Independent wealth managerSaint Francisville, LouisianaCRD 164500SEC 801-112461website IAPD

Latest filing Jun 3, 2026

First filing on the tape Jan 17, 2018 · 40 filings

SEC status approved since Feb 16, 2018

RAUM

$200M

reported, Item 5.F

Discretionary

97%

of RAUM

Private clients

91%

$183M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$20.0M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

40 filings and snapshots on the tape

RAUM$200M as of Jun 3, 2026

Jan 22, 2019$122M then

HNW client RAUM$130M as of Jun 3, 2026

Jan 22, 2019$69.1M then

State-registered IARs (5.B.3)3 as of Jun 3, 2026

Jan 22, 20195 then

Employees (5.A)4 as of Jun 3, 2026

Jan 22, 20195 then

Private funds: no history

RAUM -52% over the last fiscal year-11% a year over threeIARs 8 to 3

Practice profile

derived from the filing of Jun 3, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $20.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 42derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.3MderivedHNW RAUM over HNW clients
Average account: $255,460derivedRAUM over accounts (5.F.2.f)
Discretionary: 97%derivedof RAUM
Institutional: 5.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 0.4derivedItem 5.A over advisors
Advisors per office: 5.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year: -52%derivedbetween the last two annual amendments
Advisor growth, one year: -63%derivedItem 5.B.3 between annual amendments
Client growth, one year: -41%derived
Compensation: percentage of assets, hourlyreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$130M65%
Individuals$52.1M26%
Pension and profit-sharing plans$10.6M5.3%
Corporations and businesses$6.4M3.2%

Individual clients: 325reported
HNW clients: 99reported
Pension plan clients: 6reported
Charitable clients: 0reported
Accounts: 781reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=0.91 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=2.0derived

Advisors registered through the firm

10 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Gabriel Simon Kora	Saint Francisville, La	Jul 31, 2012	23 y	2
Andrew Anthony Grezaffi	Saint Francisville, La	Jul 31, 2012	22 y	1
Ralph W. Theriot	Saint Francisville, La	Aug 21, 2013	46 y	0
Lambert J. Brent	Saint Francisville, La	Sep 4, 2013	40 y	0
Lawrence Latuso	Saint Francisville, La	Jan 2, 2014	17 y	0
Yvette Poret-Crochet	Saint Francisville, La	Feb 27, 2014	19 y	0
Daniel J. Pritchard	Saint Francisville, La	Mar 14, 2014	41 y	0
Hubert J Kernan	Saint Francisville, La	Mar 14, 2014	40 y	0
Steven Otto Medo	Saint Francisville, La	Jul 23, 2018	30 y	2
Andrew Collier Sessions	Saint Francisville, La	Jun 26, 2026	10 y	0

Advisor movement

4 left, 0 joined in 12 months

net -4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 40% of current headcount4 left over 36 months

Left, latest

Michael Wayne Word to Cane Capital Partners, LLC
Dec 18, 2025 · RIA to a newly registered adviser
Hugh Ames Uhalt to Cane Capital Partners, LLC
Dec 18, 2025 · RIA to a newly registered adviser
Matthew Michael Word to Cane Capital Partners, LLC
Dec 18, 2025 · RIA to a newly registered adviser
Christophe Francis Levasseur to Cane Capital Partners, LLC
Dec 18, 2025 · RIA to a newly registered adviser

Joined, latest

Michael Wayne Word from Vere Asset Management, Inc.
Aug 14, 2020 · Other
Hugh Ames Uhalt from Stifel, Nicolaus & Company, Incorporated
Jun 19, 2017 · Affiliated broker-dealer or bank to independent RIA
Steven Otto Medo from Stifel, Nicolaus & Company, Incorporated
May 5, 2017 · Affiliated broker-dealer or bank to independent RIA
Gabriel Simon Kora from Brokersxpress LLC
Jul 31, 2012 · Other
Andrew Anthony Grezaffi from Brokersxpress LLC
Jul 31, 2012 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

4 left for Cane Capital Partners, LLC
Dec 18, 2025 · Saint Francisville, La

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Anthony Andrew Grezaffi · Managing Membercontrol
since 05/2012 · owns 25% to 50%
Simon Gabriel Kora · Managing Membercontrol
since 05/2012 · owns 25% to 50%
Francis Christophe Levasseur · Membercontrol
since 11/2016 · owns 25% to 50%
Elizabeth Levasseur · Chief Compliance Officer
since 11/2021 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Saint Francisville, La · principal	10	1	4	1

Offices

Schedule D 1.F, the 25 largest

Kenner, LA1 employees

ADV anomalies

6 against comparable advisers; where to look, not conclusions

business activity changedChange between filings · filing Jun 3, 2026
pension consulting (Item 5.G.6): no on the filing of 2026-04-10, yes on the filing of 2026-06-03
peers: independent wealth managers, $100M to $500M (5,676)
business activity changedChange between filings · filing Jun 3, 2026
selection of other advisers (Item 5.G.7): yes on the filing of 2026-04-10, no on the filing of 2026-06-03
peers: independent wealth managers, $100M to $500M (5,676)
account count collapseChange between filings · filing Apr 10, 2026
accounts (Item 5.F.2.f) moved from 1,298.0 to 781.0 (-40.0%) between the annual amendments of 2025-04-03 and 2026-04-10; the peer median change was +5.0% (3688 comparable advisers, 4.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (3,688) · 3.9% percentile
advisor count dropChange between filings · filing Apr 10, 2026
advisory representatives (Item 5.B.3) moved from 8.0 to 3.0 (-63.0%) between the annual amendments of 2025-04-03 and 2026-04-10; the peer median change was 0.0% (965 comparable advisers, 1.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (965) · 1.1% percentile
client count collapseChange between filings · filing Apr 10, 2026
individual and HNW clients (Item 5.D) moved from 724.0 to 424.0 (-41.0%) between the annual amendments of 2025-04-03 and 2026-04-10; the peer median change was +3.0% (3310 comparable advisers, 2.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (3,310) · 2.5% percentile
RAUM down 50 %Change between filings · filing Apr 10, 2026
RAUM (Item 5.F) moved from $414,086,497 to $199,514,529 (-52.0%) between the annual amendments of 2025-04-03 and 2026-04-10; the peer median change was +15.0% (4551 comparable advisers, 1.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,551) · 0.5% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Employees · 3 to 4
Apr 10, 2026 to Jun 3, 2026
Related adviser · true to false
Apr 10, 2026 to Jun 3, 2026
Advisory employees · 8 to 3
Mar 6, 2026 to Apr 10, 2026
Employees · 9 to 3
Mar 6, 2026 to Apr 10, 2026
State-registered IARs · 8 to 3
Mar 6, 2026 to Apr 10, 2026
Accounts · 1,298 to 781
Dec 12, 2025 to Mar 6, 2026
Charity clients · 2 to 0
Dec 12, 2025 to Mar 6, 2026
Corporate clients · 17 to 8
Dec 12, 2025 to Mar 6, 2026
HNW clients · 141 to 99
Dec 12, 2025 to Mar 6, 2026
Individual clients · 583 to 325
Dec 12, 2025 to Mar 6, 2026
Pension plan clients · 12 to 6
Dec 12, 2025 to Mar 6, 2026
Financial planning clients · More than 500 to 251-500
Dec 12, 2025 to Mar 6, 2026
Discretionary RAUM · $414M to $193M
Dec 12, 2025 to Mar 6, 2026
HNW RAUM · $233M to $130M
Dec 12, 2025 to Mar 6, 2026
Individual RAUM · $157M to $52.1M
Dec 12, 2025 to Mar 6, 2026
Non-discretionary RAUM · $0 to $6.4M
Dec 12, 2025 to Mar 6, 2026
Pension RAUM · $11.8M to $10.6M
Dec 12, 2025 to Mar 6, 2026
RAUM · $414M to $200M
Dec 12, 2025 to Mar 6, 2026
Business name · KG&L CAPITAL MANAGEMENT, LLC to KG CAPITAL MANAGEMENT, LLC
Oct 22, 2025 to Dec 12, 2025
Legal name · KG&L CAPITAL MANAGEMENT, LLC to KG CAPITAL MANAGEMENT, LLC
Oct 22, 2025 to Dec 12, 2025
Related adviser · false to true
Apr 3, 2025 to Aug 28, 2025
Advisory employees · 7 to 8
Feb 25, 2025 to Apr 3, 2025
Employees · 8 to 9
Feb 25, 2025 to Apr 3, 2025
Financial planning clients · More than 500 to More than 500
Feb 25, 2025 to Apr 3, 2025
State-registered IARs · 7 to 8
Feb 25, 2025 to Apr 3, 2025
Accounts · 1,175 to 1,298
May 14, 2024 to Feb 25, 2025
Corporate clients · 15 to 17
May 14, 2024 to Feb 25, 2025
HNW clients · 182 to 141
May 14, 2024 to Feb 25, 2025
Individual clients · 521 to 583
May 14, 2024 to Feb 25, 2025
Pension plan clients · 13 to 12
May 14, 2024 to Feb 25, 2025
Discretionary RAUM · $349M to $414M
May 14, 2024 to Feb 25, 2025
HNW RAUM · $235M to $233M
May 14, 2024 to Feb 25, 2025
Individual RAUM · $92.7M to $157M
May 14, 2024 to Feb 25, 2025
Pension RAUM · $10.7M to $11.8M
May 14, 2024 to Feb 25, 2025
RAUM · $349M to $414M
May 14, 2024 to Feb 25, 2025
Advisory employees · 6 to 7
Mar 5, 2024 to May 14, 2024
Employees · 7 to 8
Mar 5, 2024 to May 14, 2024
State-registered IARs · 6 to 7
Mar 5, 2024 to May 14, 2024
Accounts · 1,079 to 1,175
Aug 21, 2023 to Mar 5, 2024
Corporate clients · 11 to 15
Aug 21, 2023 to Mar 5, 2024

Signals

7 dated events

Kg Capital Management, Llc reported RAUM $199.5M, down 52% from $414.1M (2025-12-12 to 2026-03-06)
Mar 6, 2026 · RAUM change · derived
Michael Wayne Word left Kg Capital Management, Llc for Cane Capital Partners, Llc (registered 2025-08-31)
Dec 18, 2025 · Advisor changed firm · fact
Matthew Michael Word left Kg Capital Management, Llc for Cane Capital Partners, Llc (registered 2025-09-03)
Dec 18, 2025 · Advisor changed firm · fact
Christophe Francis Levasseur left Kg Capital Management, Llc for Cane Capital Partners, Llc (registered 2025-08-31)
Dec 18, 2025 · Advisor changed firm · fact
Hugh Ames Uhalt left Kg Capital Management, Llc for Cane Capital Partners, Llc (registered 2025-09-02)
Dec 18, 2025 · Advisor changed firm · fact
4 advisors left KG Capital Management, LLC (Saint Francisville, LA) for Cane Capital Partners, LLC on the same day
Dec 18, 2025 · Team lift-out · derived
Kg&L Capital Management, Llc filed its initial SEC registration (Form ADV)
Jan 17, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: andrew@kgcapitalmanagement.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: si@kgcapitalmanagement.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 225-245-5153reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 225-266-6638reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 225-663-2670reportedpublished by the firm, firm site, Sep 15, 2026
Website: KGCAPITALMANAGEMENT.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 225-245-5153reportedpublic record, Form ADV, Jun 3, 2026
Contact form: KGCAPITALMANAGEMENT.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page: KGCAPITALMANAGEMENT.COM/our-teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $20.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026