DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cane Capital Partners, LLC
Latest filing Mar 31, 2026
First filing on the tape Aug 19, 2025 · 4 filings
SEC status approved since Aug 26, 2025
RAUM
$284M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$268M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$71.0M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$284M as of Mar 31, 2026
Aug 19, 2025$0 then
HNW client RAUM$233M as of Mar 31, 2026
Dec 23, 2025$176M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Aug 19, 20254 then
Employees (5.A)5 as of Mar 31, 2026
Aug 19, 20256 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $71.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $456,768derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $126M, 129 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$233M82%
- Individuals$35.6M13%
- Corporations and businesses$7.7M2.7%
- Pension and profit-sharing plans$6.7M2.4%
- Charitable organizations$1.4M0.5%
- Individual clients
- 206reported
- HNW clients
- 109reported
- Pension plan clients
- 6reported
- Charitable clients
- 2reported
- Accounts
- 622reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $126M for 129 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christophe Francis Levasseur | Saint Francisville, La | Aug 31, 2025 | 27 y | 1 |
| Michael Wayne Word | Saint Francisville, La | Aug 31, 2025 | 33 y | 4 |
| Hugh Ames Uhalt | Aspen, Co | Sep 2, 2025 | 32 y | 3 |
| Matthew Michael Word | Saint Francisville, La | Sep 3, 2025 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Matthew Michael Word from Kg Capital Management, LLCSep 3, 2025 · RIA to a newly registered adviser
- Hugh Ames Uhalt from Kg Capital Management, LLCSep 2, 2025 · RIA to a newly registered adviser
- Michael Wayne Word from Kg Capital Management, LLCAug 31, 2025 · RIA to a newly registered adviser
- Christophe Francis Levasseur from Kg Capital Management, LLCAug 31, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Kg Capital Management, LLCDec 18, 2025 · Saint Francisville, La
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Francis Christophe Levasseur · Principalcontrolsince 06/2025 · owns 50% to 75%
- Wayne Michael Word · Principalcontrolsince 06/2025 · owns 50% to 75%
- Amanda Candice Lightfoot · Chief Compliance Officersince 06/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Saint Francisville, La · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): no on the filing of 2025-12-23, yes on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 387 to 622Dec 23, 2025 to Mar 31, 2026
- Charity clients · 3 to 2Dec 23, 2025 to Mar 31, 2026
- Corporate clients · 3 to 2Dec 23, 2025 to Mar 31, 2026
- HNW clients · 82 to 109Dec 23, 2025 to Mar 31, 2026
- Individual clients · 294 to 206Dec 23, 2025 to Mar 31, 2026
- Pension plan clients · 5 to 6Dec 23, 2025 to Mar 31, 2026
- Assets in custody · unset to 125725115.0Dec 23, 2025 to Mar 31, 2026
- Custody of client assets · false to trueDec 23, 2025 to Mar 31, 2026
- Employees · 6 to 5Dec 23, 2025 to Mar 31, 2026
- Discretionary RAUM · $244M to $284MDec 23, 2025 to Mar 31, 2026
- HNW RAUM · $176M to $233MDec 23, 2025 to Mar 31, 2026
- Individual RAUM · $55.5M to $35.6MDec 23, 2025 to Mar 31, 2026
- Pension RAUM · $6.0M to $6.7MDec 23, 2025 to Mar 31, 2026
- RAUM · $244M to $284MDec 23, 2025 to Mar 31, 2026
- Related adviser · true to falseDec 23, 2025 to Mar 31, 2026
- Accounts · 0 to 387Nov 17, 2025 to Dec 23, 2025
- Charity clients · unset to 3.0Nov 17, 2025 to Dec 23, 2025
- Corporate clients · unset to 3.0Nov 17, 2025 to Dec 23, 2025
- HNW clients · unset to 82.0Nov 17, 2025 to Dec 23, 2025
- Individual clients · unset to 294.0Nov 17, 2025 to Dec 23, 2025
- Pension plan clients · unset to 5.0Nov 17, 2025 to Dec 23, 2025
- Pooled vehicle clients · unset to 0.0Nov 17, 2025 to Dec 23, 2025
- Discretionary RAUM · $0 to $244MNov 17, 2025 to Dec 23, 2025
- HNW RAUM · unset to 176056462.0Nov 17, 2025 to Dec 23, 2025
- Individual RAUM · unset to 55517452.0Nov 17, 2025 to Dec 23, 2025
- Pension RAUM · unset to 6020503.0Nov 17, 2025 to Dec 23, 2025
- Pooled vehicle RAUM · unset to 0.0Nov 17, 2025 to Dec 23, 2025
- RAUM · $0 to $244MNov 17, 2025 to Dec 23, 2025
- Financial planning clients · 0 to 0Aug 19, 2025 to Nov 17, 2025
Signals
1 dated events
- 4 advisors left KG Capital Management, LLC (Saint Francisville, LA) for Cane Capital Partners, LLC on the same dayDec 18, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- canecapitalpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 281-608-1137reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $71.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026