DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
1 y
since Feb 15, 2025
In the industry
32 y
since Jan 1, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Retirement Advisors, LLC other currentsince Feb 15, 2025 · Lutz, Fl
- Fisher Investments independent RIAAug 17, 2021 to Sep 18, 2024 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Fisher Investments to Voya Retirement Advisors, LLCleft Sep 18, 2024, registered Feb 15, 2025 (150 days) · Other
Signals
- John Howard Michael left Fisher Investments for Voya Retirement Advisors, Llc (registered 2025-02-15)Sep 18, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address