RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince Nov 29, 2013 · Naugatuck, Ct
- I•• institutional currentsince Sep 20, 2013 · Bloomfield Hills, Mi
- C••••••• • C••• I••• formerJan 5, 2005 to Nov 25, 2013 · Waterbury, Ct
- A• P••• S•••••••• I••• unclassifiedJan 13, 2004 to Nov 23, 2004 · Greenwich, Ct
- C••••••• • C••• I••• to I••left Nov 25, 2013, registered Sep 20, 2013 (-66 days) · Other
- A• P••• S•••••••• I••• to C••••••• • C••• I•••left Nov 23, 2004, registered Jan 5, 2005 (43 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address