DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• M•••••• H••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedBurleson, Txdual registrantIAPD 2449110

Feed of 09/14/2026

Also filed as Matt H••••••

At current firm

1 y

since Jan 15, 2025

In the industry

29 y

since Feb 24, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jan 15, 2025 · Burleson, Tx
K••••• A••••••• S•••••••• L•• BD affiliated
Aug 16, 2021 to Jan 17, 2025 · Burleson, Tx
A•••••• R••••••• C•••••• independent RIA
Apr 3, 2017 to Aug 16, 2021 · Burleson, Tx
M••••••• W••••• M••••••••• unclassified
Jun 11, 2015 to Mar 22, 2017 · Burleson, Tx
L•• F•••••••• L•• BD affiliated
May 7, 2015 to Jul 20, 2017 · Burleson, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 28, 2012 to May 19, 2015 · Burleson, Tx
E••••• J•••• national BD
May 19, 2009 to Oct 2, 2012 · St Louis, Mo
L••••••••• C•••••• M••••••••• unclassified
Jan 10, 2006 to Feb 17, 2006 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

K••••• A••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jan 17, 2025, registered Jan 15, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
A•••••• R••••••• C•••••• to K••••• A••••••• S•••••••• L••
left Aug 16, 2021, registered Aug 16, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
L•• F•••••••• L•• to M••••••• W••••• M•••••••••
left Jul 20, 2017, registered Jun 11, 2015 (-770 days) · Other · moved with a team
M••••••• W••••• M••••••••• to A•••••• R••••••• C••••••
left Mar 22, 2017, registered Apr 3, 2017 (12 days) · Other · moved with a team
A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
left May 19, 2015, registered May 7, 2015 (-12 days) · Other · moved with a team
E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Oct 2, 2012, registered Sep 28, 2012 (-4 days) · Affiliated broker-dealer or bank to another
L••••••••• C•••••• M••••••••• to E••••• J••••
left Feb 17, 2006, registered May 19, 2009 (1187 days) · Other

Signals

T••••• M•••••• H•••••• left K••••• A••••••• S•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-01-15)
Jan 17, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address