DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Sean Woods
Feed of 09/14/2026
At current firm
11 y
since May 21, 2015
In the industry
28 y
since Sep 8, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- World Investment Advisors, LLC other currentsince May 21, 2015 · Lincroft, Nj
- Captrust institutionalJun 19, 2015 to May 15, 2022 · Santa Barbara, Ca
- Independent Financial Partners BD affiliatedNov 24, 2010 to Jun 11, 2015 · Santa Barbara, Ca
- Nrp Advisors, Inc. unclassifiedJan 21, 2009 to Dec 1, 2010 · Santa Barbara, Ca
- Voya Financial Partners, LLC formerDec 8, 2006 to Jan 26, 2009 · Parker, Co
- Nrp Financial, Inc. unclassifiedSep 29, 2006 to Dec 7, 2006 · Bryan, Oh
- Amundi Asset Management US, Inc. formerMar 4, 2005 to Sep 14, 2005 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Captrust to no registered destinationleft May 15, 2022 · Departure, no registered destination
- Independent Financial Partners to World Investment Advisors, LLCleft Jun 11, 2015, registered May 21, 2015 (-21 days) · Other · moved with a team
- Nrp Advisors, Inc. to Independent Financial Partnersleft Dec 1, 2010, registered Nov 24, 2010 (-7 days) · corporate re-registration, not a move
- Voya Financial Partners, LLC to Nrp Advisors, Inc.left Jan 26, 2009, registered Jan 21, 2009 (-5 days) · Other
- Nrp Financial, Inc. to Voya Financial Partners, LLCleft Dec 7, 2006, registered Dec 8, 2006 (1 days) · Other
- Amundi Asset Management US, Inc. to Nrp Financial, Inc.left Sep 14, 2005, registered Sep 29, 2006 (380 days) · Other
Signals
- Michael Sean Woods no longer registered at Captrust; no later IA registration on IAPDMay 15, 2022 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address