RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• A•••••• P••••
- L•••••• S•• I••••••••• A•••••••• L••••• BD affiliated currentsince Jul 25, 2025 · Saint Charles, Il
- C••••••••• F•••••••• N•••••• national BDFeb 8, 2008 to Jul 31, 2025 · Waltham, Ma
- C••••• A•••••• N••••••• L•• formerNov 5, 2003 to Feb 12, 2008 · St. Charles, Il
- C••••••••• F•••••••• N•••••• to L•••••• S•• I••••••••• A•••••••• L•••••left Jul 31, 2025, registered Jul 25, 2025 (-6 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to C••••••••• F•••••••• N••••••left Feb 12, 2008, registered Feb 8, 2008 (-4 days) · Other
- Edward Anthony Perry left Commonwealth Financial Network for Lasalle St. Investment Advisors, L.L.C. (registered 2025-07-25)Jul 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address