RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• C•••• S•••••••
- M••••• S•••••• wirehouse currentsince Jun 10, 2021 · Atlanta, Ga
- J••• M••••• S••••••••• L•• wirehouseJan 20, 2012 to Jun 15, 2021 · Atlanta, Ga
- M••••• K••••• • C••••••• L•• formerMar 3, 2009 to Jan 13, 2012 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 17, 2003 to Mar 5, 2009 · Atlanta, Ga
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jun 15, 2021, registered Jun 10, 2021 (-5 days) · Wirehouse to wirehouse · moved with a team
- M••••• K••••• • C••••••• L•• to J••• M••••• S••••••••• L••left Jan 13, 2012, registered Jan 20, 2012 (7 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• K••••• • C••••••• L••left Mar 5, 2009, registered Mar 3, 2009 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address