RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- T•• W••••• M••••••••• L•• other currentsince Dec 10, 2025 · Houston, Tx
- B••••• G••••• A•••• M••••••••• BD affiliatedOct 18, 2010 to Jan 10, 2011 · Brownsville, Tx
- W•••• F•••• I••••••••• L•• unclassifiedJul 2, 2002 to Jun 3, 2010 · Harlingen, Tx
- B••••• G••••• A•••• M••••••••• to T•• W••••• M••••••••• L••left Jan 10, 2011, registered Dec 10, 2025 (5448 days) · Other
- W•••• F•••• I••••••••• L•• to B••••• G••••• A•••• M•••••••••left Jun 3, 2010, registered Oct 18, 2010 (137 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address