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Registered advisor
T••••• A•••••• E•••••••
Feed of 09/14/2026
At current firm
0 y
since Dec 8, 2025
In the industry
32 y
since Mar 29, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••• P••••• I••••••••• A•••••••• L•• state registered currentsince Dec 8, 2025 · Sarasota, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 20, 2010 to Nov 13, 2017 · Bradenton, Fl
- W•••• F•••• A••••••• wirehouseSep 24, 2008 to Oct 28, 2010 · Clearwater, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 26, 2004 to Sep 16, 2008 · Sarasota, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 2002 to Apr 30, 2004 · Sarasota, Fl
- M••••• S•••••• D• I••• unclassifiedJan 2, 2002 to Jul 8, 2002 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to F••• P••••• I••••••••• A•••••••• L••left Nov 13, 2017, registered Dec 8, 2025 (2947 days) · Other
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 28, 2010, registered Dec 20, 2010 (53 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Sep 16, 2008, registered Sep 24, 2008 (8 days) · Other
- C•••••••• G••••• M•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Apr 30, 2004, registered Apr 26, 2004 (-4 days) · Other
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Jul 8, 2002, registered Jul 8, 2002 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address