RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• D••••• U••••••••
- A•••• C•••• W••••• M••••••••• L•• state registered currentsince Aug 6, 2025 · Pompano Beach, Fl
- V••••• C•••••• M••••••••• L•• independent RIAOct 20, 2020 to Mar 24, 2023 · Brentwood, Tn
- R•••• F••• M••••••••• L•• independent RIAMay 6, 2013 to Jul 2, 2020 · Ormond Beach, Fl
- A••••••• E•••• R••••••••• unclassifiedApr 15, 2011 to Nov 8, 2012 · Ormond Beach, Fl
- B••••••••• C•••••• M••••••••• L•• independent RIAJul 6, 2010 to Mar 7, 2011 · Ormond Beach, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 10, 2004 to Jan 7, 2009 · Pompano Beach, Fl
- V••••• C•••••• M••••••••• L•• to A•••• C•••• W••••• M••••••••• L••left Mar 24, 2023, registered Aug 6, 2025 (866 days) · RIA to a state-registered adviser
- R•••• F••• M••••••••• L•• to V••••• C•••••• M••••••••• L••left Jul 2, 2020, registered Oct 20, 2020 (110 days) · RIA to RIA
- A••••••• E•••• R••••••••• to R•••• F••• M••••••••• L••left Nov 8, 2012, registered May 6, 2013 (179 days) · Other
- B••••••••• C•••••• M••••••••• L•• to A••••••• E•••• R•••••••••left Mar 7, 2011, registered Apr 15, 2011 (39 days) · Other
- V•••• F•••••••• A•••••••• I••• to B••••••••• C•••••• M••••••••• L••left Jan 7, 2009, registered Jul 6, 2010 (545 days) · Other
- J•••• D••••• U•••••••• left V••••• C•••••• M••••••••• L•• for A•••• C•••• W••••• M••••••••• L•• (registered 2025-08-06)Mar 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address