RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•• M••••••• F••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 27, 2025 · Andover, Ma
- W•••• F•••• A••••••• wirehouseFeb 6, 2015 to Feb 25, 2025 · Melville, Ny
- O••••••••• • C•• I••• BD affiliatedMay 3, 2006 to Feb 9, 2015 · Boston, Ma
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 25, 2025, registered Feb 27, 2025 (2 days) · Wirehouse to affiliated broker-dealer or bank
- O••••••••• • C•• I••• to W•••• F•••• A•••••••left Feb 9, 2015, registered Feb 6, 2015 (-3 days) · Other
- I•• M••••••• F•••• left W•••• F•••• A••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-02-27)Feb 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address