RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• M•••• D•••••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 25, 2012 · Mentor, Oh
- C••••••••• A•••••••• I•• formerApr 26, 2010 to Feb 9, 2012 · Cleveland, Oh
- S•••••• M••••• L•• independent RIAJun 11, 2008 to May 21, 2010 · Beachwood, Oh
- O•••• F•• I••• formerFeb 11, 2008 to Jun 2, 2008 · Orange Village, Oh
- C••••••••• A•••••••• I•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 9, 2012, registered Sep 25, 2012 (229 days) · Other
- S•••••• M••••• L•• to C••••••••• A•••••••• I••left May 21, 2010, registered Apr 26, 2010 (-25 days) · Other
- O•••• F•• I••• to S•••••• M••••• L••left Jun 2, 2008, registered Jun 11, 2008 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address