DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sheala H Smith
Feed of 09/15/2026
Also filed as Sheala Diahann Hagewood
At current firm
1 y
since Jun 26, 2025
In the industry
31 y
since Nov 9, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- RBC Capital Markets, LLC national BD currentsince Jun 26, 2025 · Franklin, Tn
- Janney Montgomery Scott LLC BD affiliatedAug 18, 2017 to Jul 11, 2025 · Franklin, Tn
- Wells Fargo Advisors wirehouseApr 1, 2011 to Aug 17, 2017 · Brentwood, Tn
- UBS Financial Services Inc. wirehouseMay 23, 2006 to Oct 30, 2009 · Franklin, Tn
- Citigroup Global Markets Inc. BD affiliatedApr 8, 2004 to Apr 28, 2006 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- Janney Montgomery Scott LLC to RBC Capital Markets, LLCleft Jul 11, 2025, registered Jun 26, 2025 (-15 days) · Affiliated broker-dealer or bank to another · moved with a team
- Wells Fargo Advisors to Janney Montgomery Scott LLCleft Aug 17, 2017, registered Aug 18, 2017 (1 days) · Other · moved with a team
- UBS Financial Services Inc. to Wells Fargo Advisorsleft Oct 30, 2009, registered Apr 1, 2011 (518 days) · Wirehouse to wirehouse
- Citigroup Global Markets Inc. to UBS Financial Services Inc.left Apr 28, 2006, registered May 23, 2006 (25 days) · Other
Signals
- Sheala H Smith left Janney Montgomery Scott Llc for Rbc Capital Markets, Llc (registered 2025-06-26)Jul 11, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address