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Registered advisor
M•••••• D• Z•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Michael David Zick
At current firm
4 y
since Dec 2, 2021
In the industry
29 y
since Jun 3, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Dec 2, 2021 · Indianapolis, In
- P•• W••••• M••••••••• BD affiliatedJun 1, 2012 to Dec 6, 2018 · Carmel, In
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2008 to May 3, 2012 · Indianapolis, In
- J••• M••••• S••••••••• I••• unclassifiedSep 27, 2006 to Oct 1, 2008 · Indianapolis, In
- B••• O•• S••••••••• C••••••••• unclassifiedOct 20, 1999 to Oct 5, 2006 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to J••• M••••• S••••••••• L••left Dec 6, 2018, registered Dec 2, 2021 (1092 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••left May 3, 2012, registered Jun 1, 2012 (29 days) · Other
- J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to J••• M••••• S••••••••• I•••left Oct 5, 2006, registered Sep 27, 2006 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address