DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•• I••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 62 filings
SEC status approved since Mar 12, 1985
RAUM
$540M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
51%
$277M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$89.9M
derived; firm RAUM over IAPD count
Employees
13
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
62 filings and snapshots on the tape
RAUM$540M as of Mar 31, 2026
Mar 28, 2012$1.1B then
HNW client RAUM$130M as of Mar 31, 2026
Mar 29, 2018$130M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 25, 201330 then
Employees (5.A)13 as of Mar 31, 2026
Mar 25, 201351 then
Private funds: no history
RAUM -2.4% over the last fiscal year-2.5% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $89.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 127derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $351,969derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$147M35%
- Investment companies$141M33%
- High-net-worth individuals$130M31%
- Pension and profit-sharing plans$2.9M0.7%
- Corporations and businesses$2.8M0.7%
- Charitable organizations$1.3M0.3%
- Pooled investment vehicles$159,5750.0%
- Individual clients
- 701reported
- HNW clients
- 58reported
- Pension plan clients
- 2reported
- Charitable clients
- 4reported
- Accounts
- 1,533reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.51 fund_share=0.26 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• R••••• S••••••••Certified Financial Planner | Red Bank, Nj | May 4, 2006 | 42 y | 1 |
| R••••• J••••• C•••••••••Certified Financial Planner | Brooklyn, Ny | Sep 12, 2006 | 32 y | 2 |
| M•••••• E••• S•••••••• | Red Bank, Nj | Nov 22, 2008 | 17 y | 0 |
| R••••• D••••• M••••• | Red Bank, Nj | Jan 3, 2019 | 39 y | 0 |
| W•••••• T• G••••• | Red Bank, Nj | Jan 1, 2026 | 20 y | 0 |
| J•••• T•••••••• | Red Bank, Nj | Jan 1, 2026 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- P•••••• D••••• P••• to M••••••Oct 29, 2021 · RIA to affiliated broker-dealer or bank
- T••••• D••••• to M•••••••• F•••••••• G••••Sep 3, 2021 · RIA to RIA
- J••••• J••• E••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••Dec 1, 2020 · RIA to affiliated broker-dealer or bank
- D•••• B•••• A••••• to P••• I••••••••• L••Aug 19, 2020 · Other
- J••• C••••••• to T••••••• I••••••••• M••••••••• I•••Apr 27, 2020 · RIA to affiliated broker-dealer or bank
- G••••••• M•••• to W•••• I••••••••• M••••••••• I•••Apr 27, 2020 · Other
- W•••••• F• G•••••••• to H••••••••• G••••• L••Mar 23, 2020 · Other
- C•••••• R••• S••••• to W••••••••• T•••• I••••••••• A•••••••• I•••Jul 31, 2019 · Other
- A•••••• J•• P•••• to N•• Y••• L••• I••••••••• M••••••••• L••Mar 25, 2019 · Other
- A••••• M• G•••••• to P••••••• A••••••• L••Mar 12, 2019 · Other
- D••••• E••• C•••••••• to M•• S••••••••• I•••Jul 9, 2018 · Other
- T•••• F•••••• to S•••••••• S•••••••••Apr 5, 2018 · RIA to affiliated broker-dealer or bank
- B•••••• P• B•••• to G•••••••• W••••• M••••••••• L••Jan 30, 2018 · Other
- J•••••• D•••• T••••• to S••• G••••• I••••••••• L••Aug 25, 2017 · Other
- J••••• M•••••• H•••• to W•••••• • R•••Aug 15, 2017 · Other
Joined, latest
- J••• C••••••• from N••••••• T•••• I••••••••• I•••••••••May 28, 2019 · Other
- G••••••• M•••• from L•••• A••••• • C•• L••Mar 19, 2018 · Other
- T•••• F•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 23, 2017 · Other
- P•••••• D••••• P••• from S•••••••• A••••••• L••Aug 16, 2016 · Other
- R•••••• P••• K•••••••• from F•• S••••••••• C•••••••••May 17, 2016 · Other
- B•••••• J•••• G••••• from E•••••••• A•••••••• L••Nov 23, 2015 · Other
- M•••••• M••••••• K••••••• from B•••••••• I••••••••• M••••••••• L••Jul 29, 2015 · Other
- M••••••• B•••• from J••• M••••• S••••••••• L••Jan 14, 2015 · Other
- B•••• P•••••• K•••••• from P•• W••••• M•••••••••Sep 9, 2014 · Other
- D••••• E••• C•••••••• from T• A••••••••• I•••Sep 8, 2014 · Other
- M•••••• P• W•••• from B•••••••• I••••••••• M••••••••• L••Oct 1, 2013 · Other
- D•••• D•••••• S•••••• from B•••••••• I••••••••• M••••••••• L••Jan 4, 2013 · Other
- J••• E••• O•••• from W•••• F•••• A•••••••Nov 20, 2012 · Other
- T••••• D••••• K••••• from A••••• A•• P••••••• S•••••••Feb 17, 2012 · Other
- C•••••• R••• S••••• from H••••••••• G••••• L••Mar 17, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••••• E•••• R•••••• · Chief T•••Nology Officercontrolsince 02/2012 · owns less than 5%
- S••••••••• A••• H•••• · Secretary, Chief Marketing Officercontrolsince 01/2012 · owns less than 5%
- S••••••••• D•••••• R••••• · Co-Ceo, Co-Cio, Co-Portfolio Manager, Cco, And Treasurercontrolsince 09/1984 · owns less than 5%
- S••••••••• M••••••• E••• · Co-Ceo, Co-Cio, And Co-Portfolio Managercontrolsince 05/2013 · owns less than 5%
- S••••••••• D•••••• R••••• · Sole Ownercontrolsince 06/2023 · owns 75% or more of W•• H•••••• I•••
Entity owners
- W•• T••• H•••••••• L•• · Memberdirect · owns 75% or more
- W•• H•••••• I••• · Sole Ownerindirect · owns 75% or more of W•• T••• H•••••••• L••
Related persons
Schedule D 7.A
- H••••••••• G••••• L••investment adviserreal estaten
- M••••••••• S••••••••• L••investment advisernRAUM $141M
Advisers that list W•• I••••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Red Bank, Nj · principal | 6 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,328 to 1,533May 30, 2025 to Mar 31, 2026
- Charity clients · 7 to 4May 30, 2025 to Mar 31, 2026
- Corporate clients · 6 to 3May 30, 2025 to Mar 31, 2026
- HNW clients · 53 to 58May 30, 2025 to Mar 31, 2026
- Individual clients · 659 to 701May 30, 2025 to Mar 31, 2026
- Pension plan clients · 1 to 2May 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $553M to $540MMay 30, 2025 to Mar 31, 2026
- HNW RAUM · $112M to $130MMay 30, 2025 to Mar 31, 2026
- Individual RAUM · $141M to $147MMay 30, 2025 to Mar 31, 2026
- Pension RAUM · $2.6M to $2.9MMay 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $158,205 to $159,575May 30, 2025 to Mar 31, 2026
- RAUM · $553M to $540MMay 30, 2025 to Mar 31, 2026
- Wrap assets (manager) · $43.0M to $0May 30, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 1, 2025 to May 30, 2025
- Accounts · 1,491 to 1,328Jul 8, 2024 to Apr 1, 2025
- Advisory employees · 9 to 5Jul 8, 2024 to Apr 1, 2025
- Charity clients · 6 to 7Jul 8, 2024 to Apr 1, 2025
- Corporate clients · 5 to 6Jul 8, 2024 to Apr 1, 2025
- HNW clients · 63 to 53Jul 8, 2024 to Apr 1, 2025
- Individual clients · 838 to 659Jul 8, 2024 to Apr 1, 2025
- Pooled vehicle clients · 2 to 1Jul 8, 2024 to Apr 1, 2025
- Employees · 19 to 13Jul 8, 2024 to Apr 1, 2025
- Insurance-licensed employees · 3 to 2Jul 8, 2024 to Apr 1, 2025
- State-registered IARs · 7 to 2Jul 8, 2024 to Apr 1, 2025
- Discretionary RAUM · $527M to $553MJul 8, 2024 to Apr 1, 2025
- HNW RAUM · $148M to $112MJul 8, 2024 to Apr 1, 2025
- Individual RAUM · $178M to $141MJul 8, 2024 to Apr 1, 2025
- Pension RAUM · $2.2M to $2.6MJul 8, 2024 to Apr 1, 2025
- Pooled vehicle RAUM · $3.8M to $158,205Jul 8, 2024 to Apr 1, 2025
- RAUM · $527M to $553MJul 8, 2024 to Apr 1, 2025
- Wrap assets (manager) · $58.3M to $43.0MJul 8, 2024 to Apr 1, 2025
- Accounts · 1,569 to 1,491Sep 20, 2023 to Mar 29, 2024
- Advisory employees · 10 to 9Sep 20, 2023 to Mar 29, 2024
- Charity clients · 8 to 6Sep 20, 2023 to Mar 29, 2024
- HNW clients · 66 to 63Sep 20, 2023 to Mar 29, 2024
- Individual clients · 957 to 838Sep 20, 2023 to Mar 29, 2024
- Pension plan clients · 2 to 1Sep 20, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 2Sep 20, 2023 to Mar 29, 2024
- Employees · 22 to 19Sep 20, 2023 to Mar 29, 2024
- Discretionary RAUM · $582M to $527MSep 20, 2023 to Mar 29, 2024
Signals
21 dated events
- R••••• Confessore (Vice President) no longer on Schedule A of W•• I••••••••• L•• (listed 2024-03-29, absent 2024-07-08)Jul 8, 2024 · Control person left · inference
- A Steven Van Solkema (President, Chief Investment Officer And Co-Portfolio Manager) no longer on Schedule A of W•• I••••••••• L•• (listed 2024-03-29, absent 2024-07-08)Jul 8, 2024 · Control person left · inference
- Nicole Dina Schindler (Chief Compliance Officer) no longer on Schedule A of W•• I••••••••• L•• (listed 2024-03-29, absent 2024-07-08)Jul 8, 2024 · Control person left · inference
- F•••••••• S•••• K••••• (Chief Operating Officer) no longer on Schedule A of W•• I••••••••• L•• (listed 2023-03-31, absent 2023-09-20)Sep 20, 2023 · Control person left · inference
- Francis Kevin Murphy (Chief Compliance Officer & General Counsel) no longer on Schedule A of W•• I••••••••• L•• (listed 2023-03-31, absent 2023-09-20)Sep 20, 2023 · Control person left · inference
- Nicole Dina Schindler (Chief Compliance Officer) appeared on Schedule A of W•• I••••••••• L••Sep 20, 2023 · Control person joined · fact
- W•• I••••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 7, 2023 · Succession (Item 4) · fact
- W•• I••••••••• L•• reported RAUM $662.8M, up 30% from $509.9M (2022-02-07 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- W•• I••••••••• L•• reported RAUM $538.3M, down 30% from $772.0M (2020-12-22 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Russell Walter Costenbader (Chief Compliance Officer) no longer on Schedule A of W•• I••••••••• L•• (listed 2020-11-19, absent 2020-12-22)Dec 22, 2020 · Control person left · inference
- Francis Kevin Murphy (Chief Compliance Officer & General Counsel) appeared on Schedule A of W•• I••••••••• L••Dec 22, 2020 · Control person joined · fact
- Renee Alyson Kest (Chief Compliance Officer & Counsel) no longer on Schedule A of W•• I••••••••• L•• (listed 2020-08-21, absent 2020-10-02)Oct 2, 2020 · Control person left · inference
- Russell Walter Costenbader (Chief Compliance Officer) appeared on Schedule A of W•• I••••••••• L••Oct 2, 2020 · Control person joined · fact
- W•• I••••••••• L•• reported RAUM $772.0M, down 39% from $1.3B (2019-09-18 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Michael Tracey Crespo (Chief Operating Officer) no longer on Schedule A of W•• I••••••••• L•• (listed 2019-09-18, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- F•••••••• S•••• K••••• (Chief Operating Officer) appeared on Schedule A of W•• I••••••••• L••Mar 30, 2020 · Control person joined · fact
- J•••• Matthew Bromberg (General Counsel) no longer on Schedule A of W•• I••••••••• L•• (listed 2019-08-07, absent 2019-09-18)Sep 18, 2019 · Control person left · inference
- Renee Alyson Kest (Chief Compliance Officer & Counsel) appeared on Schedule A of W•• I••••••••• L••Aug 7, 2019 · Control person joined · fact
- Rose Cynthia Bonna (Chief Compliance Officer) no longer on Schedule A of W•• I••••••••• L•• (listed 2019-03-13, absent 2019-08-07)Aug 7, 2019 · Control person left · inference
- A Steven Van Solkema (Vice President & Chief Investment Officer) appeared on Schedule A of W•• I••••••••• L••Mar 13, 2019 · Control person joined · fact
- Edward Gary Stroik (Vice President & Chief Investment Officer) no longer on Schedule A of W•• I••••••••• L•• (listed 2018-07-18, absent 2019-03-13)Mar 13, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-772-5810reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/wbi-sharesreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/cyborgtechreportedpublic record, Form ADV, Sep 18, 2026
- Website
- wbietfs.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 732-842-4920reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $89.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026