RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• M• H••
- O••••••••• S••••••••• I••• BD affiliated currentsince Mar 3, 2026 · Indianapolis, In
- O•••• W•••••• I••• BD affiliatedNov 3, 2023 to Aug 19, 2024 · Oklahoma City, Ok
- F•• S••••••••• C••••••••• formerJan 28, 2015 to Nov 3, 2023 · Tulsa, Ok
- C••••• A••••••• L•• formerDec 21, 2010 to Jan 20, 2015 · Overland Park, Ks
- F•••• I••••••••• A••••••• S•••••••• I••• unclassifiedSep 15, 2005 to Dec 31, 2010 · Tulsa, Ok
- W••••• S••••• S••••••••• I••• formerJan 2, 2003 to Aug 30, 2005 · Tulsa, Ok
- O•••• W•••••• I••• to O••••••••• S••••••••• I•••left Aug 19, 2024, registered Mar 3, 2026 (561 days) · Affiliated broker-dealer or bank to another
- F•• S••••••••• C••••••••• to O•••• W•••••• I•••left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- C••••• A••••••• L•• to F•• S••••••••• C•••••••••left Jan 20, 2015, registered Jan 28, 2015 (8 days) · Other
- F•••• I••••••••• A••••••• S•••••••• I••• to C••••• A••••••• L••left Dec 31, 2010, registered Dec 21, 2010 (-10 days) · Other
- W••••• S••••• S••••••••• I••• to F•••• I••••••••• A••••••• S•••••••• I•••left Aug 30, 2005, registered Sep 15, 2005 (16 days) · Other
- R•••••• M• H•• left O•••• W•••••• I••• for O••••••••• S••••••••• I••• (registered 2026-03-03)Aug 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 69derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address