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Registered advisor
A•• L••••• H•••••
Feed of 09/14/2026
Also filed as Ann H•••••
At current firm
12 y
since Mar 31, 2014
In the industry
31 y
since Feb 1, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Mar 31, 2014 · West Des Moines, Ia
- I•••••••• A•••••••• L•• BD affiliatedNov 3, 2011 to Sep 30, 2013 · Urbandale, Ia
- P•••••••• S••••••••• I••• BD affiliatedApr 11, 2003 to Oct 28, 2011 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- I•••••••• A•••••••• L•• to P•••••••• S••••••••• I•••left Sep 30, 2013, registered Mar 31, 2014 (182 days) · Other
- P•••••••• S••••••••• I••• to I•••••••• A•••••••• L••left Oct 28, 2011, registered Nov 3, 2011 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address