DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael John Fredi
Feed of 09/15/2026
Also filed as Mike Fredi
At current firm
0 y
since Nov 13, 2025
In the industry
32 y
since Apr 25, 1994 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Nov 13, 2025 · Memphis, Tn
- Cetera Investment Advisers LLC BD affiliatedJun 2, 2015 to Mar 12, 2024 · Memphis, Tn
- First Horizon Advisors, Inc formerOct 10, 2013 to Sep 8, 2014 · Memphis, Tn
- First Tennessee Advisory Services, Inc. formerOct 25, 2012 to Oct 10, 2013 · Memphis, Tn
- Investment Professionals, Inc. formerNov 14, 2008 to Nov 9, 2012 · San Antonio, Tx
- First Horizon Advisors, Inc formerAug 17, 2005 to Nov 3, 2008 · Memphis, Tn
- B Riley Wealth Management formerMar 30, 2004 to Aug 15, 2005 · Memphis, Tn
- Morgan Stanley Dw Inc. unclassifiedJan 8, 2004 to Jan 27, 2004 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- First Horizon Advisors, Inc to Cetera Investment Advisers LLCleft Sep 8, 2014, registered Jun 2, 2015 (267 days) · Other
- First Tennessee Advisory Services, Inc. to First Horizon Advisors, Incleft Oct 10, 2013, registered Oct 10, 2013 (0 days) · Other
- Investment Professionals, Inc. to First Tennessee Advisory Services, Inc.left Nov 9, 2012, registered Oct 25, 2012 (-15 days) · Other
- First Horizon Advisors, Inc to Investment Professionals, Inc.left Nov 3, 2008, registered Nov 14, 2008 (11 days) · Other
- B Riley Wealth Management to First Horizon Advisors, Incleft Aug 15, 2005, registered Aug 17, 2005 (2 days) · Other
- Morgan Stanley Dw Inc. to B Riley Wealth Managementleft Jan 27, 2004, registered Mar 30, 2004 (63 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address