RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• J• L•••
- C••••••• C•••••• M••••••••• L•• mixed wealth currentsince Apr 2, 2014 · Conshohocken, Pa
- L••••••• F•••••••• S•••••••• I••• unclassifiedJul 19, 2006 to Jul 20, 2006 · Malvern, Pa
- B•• M••••• A•••••••• I••• bank affiliatedJan 2, 2004 to Apr 2, 2007 · Malvern, Pa
- B•• M••••• A•••••••• I••• to L••••••• F•••••••• S•••••••• I•••left Apr 2, 2007, registered Jul 19, 2006 (-257 days) · Other
- L••••••• F•••••••• S•••••••• I••• to C••••••• C•••••• M••••••••• L••left Jul 20, 2006, registered Apr 2, 2014 (2813 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address