RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• R•••• K•••••••
- L••• independent RIA currentsince Dec 8, 2025 · Los Angeles, Ca
- O••••••• C•• L•• asset managerMay 4, 2022 to Feb 12, 2026 · New York, Ny
- H•••••• T••••••• • K•••• L•• independent RIAOct 1, 2018 to Mar 25, 2022 · Edison, Nj
- O••••••• C•• L•• to L•••left Feb 12, 2026, registered Dec 8, 2025 (-66 days) · Other · moved with a team
- H•••••• T••••••• • K•••• L•• to O••••••• C•• L••left Mar 25, 2022, registered May 4, 2022 (40 days) · Other
- K••• R•••• K••••••• left O••••••• C•• L•• for Lido (registered 2025-12-08)Feb 12, 2026 · Advisor changed firm · fact
- K••• R•••• K••••••• left H•••••• T••••••• • K•••• L•• for O••••••• C•• L•• (registered 2022-05-04)Mar 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address