DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Leroy Tanker
Feed of 09/14/2026
At current firm
8 y
since Mar 5, 2018
In the industry
32 y
since Jun 8, 1994 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Legacy Wealth Advisors, LLC state registered currentsince Mar 5, 2018 · Tucker, Ga
- Benedetti, Gucer & Associates formerAug 21, 2013 to Feb 11, 2019 · Atlanta, Ga
- Harbor Financial Services, LLC formerMar 30, 2012 to Aug 21, 2013 · Dallas, Tx
- Legacy Wealth Advisors, LLC state registeredFeb 22, 2012 to Dec 31, 2017 · Tucker, Ga
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 2, 2009 to Feb 27, 2012 · Tucker, Ga
- Raymond James Financial Services, Inc. unclassifiedNov 29, 2005 to Jan 2, 2009 · St. Petersburg, Fl
- UBS Financial Services Inc. wirehouseOct 27, 2000 to Dec 15, 2005 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Benedetti, Gucer & Associates to Legacy Wealth Advisors, LLCleft Feb 11, 2019, registered Mar 5, 2018 (-343 days) · RIA to a state-registered adviser
- Legacy Wealth Advisors, LLC to Harbor Financial Services, LLCleft Dec 31, 2017, registered Mar 30, 2012 (-2102 days) · Other
- Harbor Financial Services, LLC to Benedetti, Gucer & Associatesleft Aug 21, 2013, registered Aug 21, 2013 (0 days) · Other
- Raymond James Financial Services Advisors, Inc to Legacy Wealth Advisors, LLCleft Feb 27, 2012, registered Feb 22, 2012 (-5 days) · Other
- Raymond James Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to Raymond James Financial Services, Inc.left Dec 15, 2005, registered Nov 29, 2005 (-16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address