DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Benedetti, Gucer & Associates

Former SEC-registered adviserAtlanta, GeorgiaCRD 166911SEC 801-111069IAPD
Legal name Benedetti And Gucer, Inc.
Latest filing Mar 27, 2024
First filing on the tape Jul 31, 2017 · 26 filings
RAUM
$572M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
80%
$457M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
13 advisory (5.B.1)
Offices
12
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$572M as of Mar 27, 2024
Mar 19, 2018$121M then
HNW client RAUM$270M as of Mar 27, 2024
Mar 19, 2018$37.0M then
State-registered IARs (5.B.3)13 as of Mar 27, 2024
Mar 19, 20185 then
Employees (5.A)22 as of Mar 27, 2024
Mar 19, 20187 then
Private funds: no history
RAUM +57% over the last fiscal year+16% a year over threeIARs 13 to 13offices 1 to 12
Practice profile
derived from the filing of Mar 27, 2024; every figure names its basis
RAUM per advisor
$44.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
63derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.2MderivedHNW RAUM over HNW clients
Average account
$247,308derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
1.0derived13 offices incl. principal (1.F.5)
RAUM growth, one year
+57%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-5.0%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$1.2M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$270M47%
  • Individuals$187M33%
  • Pension and profit-sharing plans$107M19%
  • Corporations and businesses$9.0M1.6%
Individual clients
696reported
HNW clients
123reported
Pension plan clients
31reported
Charitable clients
n/areported
Accounts
2,314reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
$1.2M for 2 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Andres Jaime Benedetti · Chief Executive Officercontrol
      since 08/2006 · owns 50% to 75%
    • Baburhan Gucer · Chief Financial Officercontrol
      since 08/2006 · owns 50% to 75%
    • Lynn Amy Betts · Chief Compliance Officer
      since 01/2023 · owns less than 5%
    Related persons
    Schedule D 7.A
    Advisers that list Benedetti, Gucer & Associates as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Cumming, Ga000
    Duluth, Ga000
    Mableton, Ga000
    Malaga, Andalusia000
    Marietta, Ga000
    Suwanee, Ga000
    Atlanta, Ga · principal000
    Jacksonville, Fl000
    Offices
    Schedule D 1.F, the 25 largest
    • Atlanta, GA2 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 1,980 to 2,314
      Nov 21, 2023 to Mar 27, 2024
    • Corporate clients · 9 to 11
      Nov 21, 2023 to Mar 27, 2024
    • HNW clients · 129 to 123
      Nov 21, 2023 to Mar 27, 2024
    • Individual clients · 733 to 696
      Nov 21, 2023 to Mar 27, 2024
    • Pension plan clients · 28 to 31
      Nov 21, 2023 to Mar 27, 2024
    • Assets in custody · unset to 1200000.0
      Nov 21, 2023 to Mar 27, 2024
    • Custody of client assets · false to true
      Nov 21, 2023 to Mar 27, 2024
    • Employees · 13 to 22
      Nov 21, 2023 to Mar 27, 2024
    • Discretionary RAUM · $365M to $572M
      Nov 21, 2023 to Mar 27, 2024
    • HNW RAUM · $146M to $270M
      Nov 21, 2023 to Mar 27, 2024
    • Individual RAUM · $169M to $187M
      Nov 21, 2023 to Mar 27, 2024
    • Pension RAUM · $42.8M to $107M
      Nov 21, 2023 to Mar 27, 2024
    • RAUM · $365M to $572M
      Nov 21, 2023 to Mar 27, 2024
    • Other offices · 11 to 12
      Oct 16, 2023 to Nov 21, 2023
    • Other offices · 1 to 11
      Sep 22, 2023 to Oct 16, 2023
    • Accounts · 639 to 1,980
      Jan 18, 2023 to Mar 30, 2023
    • Advisory employees · 9 to 13
      Jan 18, 2023 to Mar 30, 2023
    • Corporate clients · unset to 9.0
      Jan 18, 2023 to Mar 30, 2023
    • HNW clients · 105 to 129
      Jan 18, 2023 to Mar 30, 2023
    • Individual clients · 516 to 733
      Jan 18, 2023 to Mar 30, 2023
    • Pension plan clients · 18 to 28
      Jan 18, 2023 to Mar 30, 2023
    • Assets in custody · 27500000.0 to unset
      Jan 18, 2023 to Mar 30, 2023
    • Custody of client assets · true to false
      Jan 18, 2023 to Mar 30, 2023
    • Employees · 12 to 13
      Jan 18, 2023 to Mar 30, 2023
    • State-registered IARs · 9 to 13
      Jan 18, 2023 to Mar 30, 2023
    • Discretionary RAUM · $379M to $365M
      Jan 18, 2023 to Mar 30, 2023
    • HNW RAUM · $212M to $146M
      Jan 18, 2023 to Mar 30, 2023
    • Individual RAUM · $167M to $169M
      Jan 18, 2023 to Mar 30, 2023
    • Non-discretionary RAUM · $42.5M to $0
      Jan 18, 2023 to Mar 30, 2023
    • Pension RAUM · $42.5M to $42.8M
      Jan 18, 2023 to Mar 30, 2023
    • RAUM · $421M to $365M
      Jan 18, 2023 to Mar 30, 2023
    • Related adviser · false to true
      Jan 18, 2023 to Mar 30, 2023
    • Accounts · 1,876 to 639
      Nov 1, 2021 to Mar 22, 2022
    • Advisory employees · 7 to 9
      Nov 1, 2021 to Mar 22, 2022
    • HNW clients · 104 to 105
      Nov 1, 2021 to Mar 22, 2022
    • Individual clients · 473 to 516
      Nov 1, 2021 to Mar 22, 2022
    • Pension plan clients · 17 to 18
      Nov 1, 2021 to Mar 22, 2022
    • Assets in custody · $7.8M to $27.5M
      Nov 1, 2021 to Mar 22, 2022
    • Employees · 9 to 12
      Nov 1, 2021 to Mar 22, 2022
    • Financial planning clients · 11-25 to 26-50
      Nov 1, 2021 to Mar 22, 2022
    Signals
    16 dated events
    • Heather J Gardner left Benedetti, Gucer & Associates for Beam Wealth Advisors, Inc. (registered 2024-03-19)
      Jun 17, 2024 · Advisor changed firm · fact
    • Adam Michael Howard left Benedetti, Gucer & Associates for Beam Wealth Advisors, Inc. (registered 2024-06-04)
      Jun 17, 2024 · Advisor changed firm · fact
    • Jeffrey Charles Cone left Benedetti, Gucer & Associates for Beam Wealth Advisors, Inc. (registered 2023-04-03)
      Jun 17, 2024 · Advisor changed firm · fact
    • Christopher A Cristallo left Benedetti, Gucer & Associates for Beam Wealth Advisors, Inc. (registered 2024-03-19)
      Jun 17, 2024 · Advisor changed firm · fact
    • Arish Samir Nurani left Benedetti, Gucer & Associates for Beam Wealth Advisors, Inc. (registered 2024-05-06)
      Jun 17, 2024 · Advisor changed firm · fact
    • Cheryl Lois Scout left Benedetti, Gucer & Associates for Beam Wealth Advisors, Inc. (registered 2024-03-01)
      Jun 17, 2024 · Advisor changed firm · fact
    • Jaime Andres Benedetti left Benedetti, Gucer & Associates for Beam Wealth Advisors, Inc. (registered 2024-01-04)
      Jun 17, 2024 · Advisor changed firm · fact
    • Baburhan Gucer left Benedetti, Gucer & Associates for Beam Wealth Advisors, Inc. (registered 2023-05-26)
      Jun 17, 2024 · Advisor changed firm · fact
    • Russell Clarke left Benedetti, Gucer & Associates for Beam Wealth Advisors, Inc. (registered 2024-05-28)
      Jun 17, 2024 · Advisor changed firm · fact
    • Erik Tomas Anhaus left Benedetti, Gucer & Associates for Beam Wealth Advisors, Inc. (registered 2024-05-29)
      Jun 17, 2024 · Advisor changed firm · fact
    • Benedetti, Gucer & Associates's advisors moved to Beam Wealth Advisors, Inc. (Atlanta, GA): 8 of 10 registered, on the same day
      Jun 17, 2024 · Firm absorbed (people side) · derived
    • 2 advisors left Benedetti, Gucer & Associates (Jacksonville, FL) for Beam Wealth Advisors, Inc. on the same day
      Jun 17, 2024 · Team lift-out · derived
    • Benedetti, Gucer & Associates reported RAUM $572.3M, up 57% from $364.9M (2023-11-21 to 2024-03-27)
      Mar 27, 2024 · RAUM change · derived
    • Benedetti, Gucer & Associates reported 11 offices beyond its principal office, up from 1 (2023-09-22 to 2023-10-16)
      Oct 16, 2023 · Office count change · derived
    • Benedetti, Gucer & Associates reported RAUM $294.0M, up 74% from $168.8M (2020-01-13 to 2020-03-29)
      Mar 29, 2020 · RAUM change · derived
    • Benedetti, Gucer & Associates filed its initial SEC registration (Form ADV)
      Jul 31, 2017 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026