DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••• C••••••

I••••••• A••••••• S•••••••• L••mixed wealthMiami, Fl dual registrantIAPD 2486923

Feed of 09/14/2026

At current firm

0 y

since Nov 18, 2025

In the industry

32 y

since Jul 25, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••• A••••••• S•••••••• L•• mixed wealth current
since Nov 18, 2025 · Miami, Fl
R•••••• J•••• • A••••••••• I••• national BD
Jun 8, 2015 to Nov 20, 2025 · Coral Gables, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Jun 5, 2015 · Miami, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Sep 30, 1999 to Jun 1, 2009 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to I••••••• A••••••• S•••••••• L••
left Nov 20, 2025, registered Nov 18, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
left Jun 5, 2015, registered Jun 8, 2015 (3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

J••• C•••••• left R•••••• J•••• • A••••••••• I••• for I••••••• A••••••• S•••••••• L•• (registered 2025-11-18)
Nov 20, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address