DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• B•••••• B••••

R•••••• A•••••••independent RIARedding, Ca dual registrantIAPD 2489387

Feed of 09/15/2026

At current firm

9 y

since Sep 18, 2017

In the industry

32 y

since Jun 10, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Wealth Management Advisorreportedrubiconadvisors.comfirm site, Sep 15, 2026
Business email: eric.bates@lpl.comreportedrubiconadvisors.comfirm site, Sep 15, 2026
Direct business phone: 530-223-5357reportedrubiconadvisors.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

R•••••• A••••••• independent RIA current
since Sep 18, 2017 · Redding, Ca
W•••• F•••• A••••••• wirehouse
Jun 30, 2015 to Sep 27, 2017 · Sacramento, Ca
S•••••• N••••••• • C••••••• I••••••••• national BD
Jun 15, 2009 to Jul 15, 2015 · Lincoln, Ca
M••••• S•••••• wirehouse
Jun 1, 2009 to Jun 26, 2009 · Sacramento, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
May 9, 2003 to Jun 1, 2009 · Sacramento, Ca
M••••• S•••••• D• I••• unclassified
Aug 24, 1998 to May 13, 2003 · Sacramento, Ca

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to R•••••• A•••••••
left Sep 27, 2017, registered Sep 18, 2017 (-9 days) · Other
S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••
left Jul 15, 2015, registered Jun 30, 2015 (-15 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••
left Jun 26, 2009, registered Jun 15, 2009 (-11 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••
left May 13, 2003, registered May 9, 2003 (-4 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address