RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• P••••• C••••••
- K••••• A•••••••• I••• BD affiliated currentsince Apr 22, 2020 · Jupiter, Fl
- L•••• F••• A••••••• S••••••• BD affiliatedMar 24, 2017 to Apr 1, 2020 · Stuart, Fl
- 1•• G••••• A••••••• I•• formerDec 28, 2000 to Mar 20, 2017 · Stuart, Fl
- L•••• F••• A••••••• S••••••• to K••••• A•••••••• I•••left Apr 1, 2020, registered Apr 22, 2020 (21 days) · Affiliated broker-dealer or bank to another
- 1•• G••••• A••••••• I•• to L•••• F••• A••••••• S•••••••left Mar 20, 2017, registered Mar 24, 2017 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address