V•• C••••• S••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Mar 1, 2024 · New York, Ny
• M••••• S•••••• wirehouse
  Aug 26, 2014 to Oct 10, 2018 · New York, Ny
• C•••••••• G••••• M•••••• I••• BD affiliated
  Sep 17, 2010 to Sep 5, 2014 · New York, Ny
• C••••• S••••• S••••••••• •••• L•• former
  Jan 17, 2003 to Nov 24, 2004 · New York, Ny
• P••••••• L•• unclassified
  Jul 26, 2002 to Jan 17, 2003 · New York, Ny

• M••••• S•••••• to J••• M••••• S••••••••• L••
  left Oct 10, 2018, registered Mar 1, 2024 (1969 days) · Wirehouse to wirehouse · moved with a team
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Sep 5, 2014, registered Aug 26, 2014 (-10 days) · Other
• C••••• S••••• S••••••••• •••• L•• to C•••••••• G••••• M•••••• I•••
  left Nov 24, 2004, registered Sep 17, 2010 (2123 days) · Other
• P••••••• L•• to C••••• S••••• S••••••••• •••• L••
  left Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address